Guest Post by Willis Eschenbach
In a recent post, I described how the El Nino/La Nina alteration operates as a giant pump. Whenever the Pacific Ocean gets too warm across its surface, the Nino/Nina pump kicks in and removes the warm water from the Pacific, pumping it first west and thence poleward. I also wrote about dolphins in a piece called “Here There Be Dragons“.
Fulfilling an obligation I incurred in the latter paper by saying I would write about emergence and climate, let me take a larger overview of the situation by noting that both the El Nino pump and the dolphins are examples of a special class of things that are called “emergent” phenomena.

Figure 1. Hands emerging from the paper …
Emergence is a very important concept. Systems with emergent phenomena operate under radically different rules than those without. Today I want to talk about emergent systems, and why they need to be analyzed in different ways than systems which do not contain emergent phenomena.
Examples of natural emergent phenomena with which we are familiar include sand dunes, the behavior of flocks of birds, vortexes of all kinds, termite mounds, consciousness, and indeed, life itself. Familiar emergent climate phenomena include thunderstorms, tornadoes, clouds, cyclones, El Ninos, and dust devils.
Generally speaking, we recognize emergent phenomena because they surprise us. By that, I mean emergent phenomena are those which are not readily predictable from the underlying configuration and physics of the situation. Looking at a termite, if you didn’t know about their mounds there’s no way you’d say “I bet these bugs build highly complex structures a thousand times taller than they are, with special air passages designed to keep them cool”. You wouldn’t predict mounds from looking at termites, no way. Termite mounds are an emergent phenomenon.
The El Nino phenomenon is another excellent example of emergent phenomena. Looking at a basin of water like the Pacific, there’s no way you would say “Hey, I’ll bet that ocean has this complex natural system that kicks in whenever the ocean overheats, and it pumps millions of cubic kilometers of warm water up to the poles where it can radiate the heat to space.” You wouldn’t predict the existence of the El Nino from the existence of the Pacific Ocean. It is an emergent phenomenon.
In addition to their surprising emergence from the background, what other characteristics do emergent phenomena possess to allow us to distinuish them from other non-emergent phenomena?
One common property of emergent phenomena is that they are flow systems which are far from equilibrium. As a result, they need to evolve and change in order to survive. They are mobile and mutable, not fixed and unchanging. And locally (but of course not globally) they can reverse entropy (organize the local environment). Indeed, another name for emergent phenomena is “self-organized phenomena”.
Another key to recognizing emergent phenomena is that they arise spontaneously when conditions are right. They don’t have to be artificially generated. They emerge from the background in response to local conditions (temperature, humidity, etc.) passing some threshold.
Next, they often have a lifespan. By a “lifespan”, I mean that they come into existence at a certain time and place, generally when some local natural threshold is exceeded. Thereafter they are in continuous existence for a certain length of time, and at the end of that time, they dissipate or disappear. Clouds are an excellent example, as is our finite lifespan.
Another characteristic of emergent phenomena is that they are not cyclical, or are at best pseudo-cyclical. They do not repeat or move in any regular or ordered or repetitive fashion. Often they can move about independently, and when they can do so, their movements can be very hard to predict. Predictions of a hurricane track are an example.
Another feature of emergent phenomena is that they are often temperature threshold-based, with the threshold being a certain local temperature difference. By that I mean that they rarely emerge below that threshold, but above it, their numbers can increase very rapidly.
Another attribute of emergent systems is that they are often associated with phase changes in the relevant fluids, e.g. clouds occur because of a phase change of water.
One final attribute of threshold-based emergent systems is crucial to this discussion—they exhibit “overshoot” or hysteresis. In the Rayleigh-Bénard circulation shown below, it takes a certain threshold temperature difference from top to bottom to cause the emergence of the circulation pattern. But once that circulation is established, it will persist even though you turn the heat down far below the initiation threshold temperature.
So those are some of the characteristic features of emergent phenomena.
• They are flow systems far from equilibrium that arise spontaneously, often upon crossing a critical threshold that is often temperature-based.
• They are not obviously or naively predictable from the underlying conditions.
• They move and act unpredictably
• They are often associated with phase changes, and
• They often exhibit “overshoot” (hysteresis).
There are a couple of kinds of emergent phenomena. Some of them are what might be termed “field-wide”. An example of this is the spontaneous emergence of “Rayleigh-Bénard” natural circulation in a fluid heated from the bottom and cooled from the top. Below is a computer simulation of RB circulation.

Figure 2. Rayleigh-Bénard circulation. Read down the columns from the left. Notations are times in seconds since the start of the simulation. At the end of six seconds (lower right) an organized series of rising and falling areas is emerging. It is characterized by narrower rapidly upwelling sections, separated by larger, slower-moving downwelling sections. Original Caption: Onset and development of thermal convection cells in Rayleigh-Benard convection. Note the regularity of initial “bubbles” and their coalescence to form larger loops.
Another, more complex type of emergent systems are what might be called “independent”. Examples of these in the climate world are thunderstorms, tornadoes, and dust devils. Unlike the field-wide emergent phenomena, these are free to roam about the landscape. Like all flow systems far from equilibrium, they are constantly adjusting and evolving to meet the physical constraints. For example, thunderstorms move preferentially across the surface to warmer areas.
As I said above, I want to highlight the difference between the analysis of systems that do and do not contain emergent phenomena. My thesis is that systems with emergent phenomena cannot be analyzed in the same manner as systems without emergent phenomena. The corollary is that climate models are appropriate only for systems without emergent phenomena. Let me give an example of each kind of system so you can see the difference.
For the first system, let me consider a flat slab of iron that is warmed by the sun or some other heat source in a vacuum. As the heat source varies, the temperature of the slab of iron varies as well. This variation in temperature with energy input is quite regular and predictable. If we graph the changes, we’d see that there are no sharp bends in the graph. In addition, the more energy that the iron is receiving, the hotter it gets, with an unchanging mathematical relationship between downwelling radiation and the fourth power of the kelvin temperature of the iron slab. So we could approximate it by a straight line.
Now, let’s replace the flat slab of iron with a flat slab of cool water, and we’ll add the possibility of clouds and thunderstorms as the emergent phenomena. Starting with cool water, at first, we’d see basically the same thing as with the iron slab—the more energy we add, the warmer the water gets. Everything is all nicely proportional, the water is acting just like the iron. (Yes, there are a million details, but work with me here. It’s a thought experiment.)
But at a certain point, a curious and surprising thing happens. A threshold is passed, and clouds form. And when they do, they reflect some of the incoming energy back to space. So we get a “knuckle” in the graph of incoming energy versus temperature. We’re no longer warming as fast as we were.

If the incoming energy continues to rise, however, a more surprising thing happens. Another threshold is passed, and thunderstorms begin to form. These cool the surface in a host of ways, most importantly by piping the warm surface air through the middle of the thunderstorm up to high altitudes. This avoids almost all of the greenhouse gases (H2O and CO2) in the lower troposphere and allows for free radiation of huge amounts of thermal energy to space. Not only that, but thunderstorms are radically different from a feedback because they cool the surface down to well below the thunderstorm initiation threshold temperature. This means that they can not only slow down a local temperature increase—they can stop the warming in its tracks and even cool things down.
And at that point, when thunderstorms start forming, the water basically stops warming. Further increases in incoming energy are simply equaled by further increases in thunderstorms and changes in their orientation such that the surface temperature hardly warms after that limit is reached.
Now, one of the claims of the AGW supporters is that there is a linear relationship between downwelling energy and temperature. They say that any increase in incoming energy must be matched by an increase in surface temperature. Despite the known non-linearity of the system, the claim is made that over a narrow interval, a linear approximation of the relationship between energy and temperature is a very reasonable approximation to the reality.
But in the thunderstorm part of the tropical thermal regime, it is important to note that not only is the relationship between incoming energy and temperature non-linear, but in fact, there is no relationship between incoming energy and temperature. So you cannot even approximate it with a linear relationship. In that regime, increases in incoming energy are generally balanced out by increases in thunderstorm numbers and associated increased evaporation and convection, leaving only small residual temperature changes.
So one reason you can’t simply map a linear approximation to a non-linear relationship is that in the thunderstorm regime, there is almost no relationship, non-linear or otherwise, between incoming energy and temperature. Given the number of phase changes of water that are involved in the thunderstorm system, this should be no surprise at all—the same exact situation occurs when water is boiling. The temperature of the boiling water can no longer be even approximated by looking at how much energy is going into the water. The boiling water system simply moves energy through it at a faster rate, it doesn’t run any hotter. The exact same thing is going on in the thunderstorm regime. If you increase the solar radiation, all you get is more thunderstorms moving faster. The surface doesn’t get hotter, the energy and the water just circulate faster.
There is a second reason that you can’t just take an average, then note that the average doesn’t move much, and assume linearity. The problem is that in the tropics, the climate sensitivity is very different depending on the time of day. Here’s why. First, without reference to anything else, tropical climate sensitivity is an inversely proportional function of temperature for several reasons.
• Radiation is a function of T^4.
• Parasitic losses increase with temperature.
• Emergent cooling mechanisms (thunderstorms, dust devils, rain) are temperature-based with high numbers appearing once the local system goes above some threshold of emergence.
So clearly, climate sensitivity is inversely proportional to temperature, falling as temperature rises. It is not a constant in any sense of the word.
Next, climate sensitivity varies over both space and time. In the early morning in the all-critical tropics where the energy enters the planet-sized heat engine we call “climate”, the temperature rises rapidly because of the lack of clouds—a high change in temperature per change in watts (high sensitivity). In the late morning, the watts are still rising but the clouds greatly reduce the temperature rise—smaller change in temperature per change in watts (low sensitivity). And indeed, certain areas at certain times can show negative sensitivity, and some areas of the planet are not sensitive to further forcing at all.
Now, the global average climate sensitivity, the one that people take as a constant, is no more than the average of these highly varying sensitivities. But the average is greatly misleading because it is taken as constant or semi-constant. In the real world, however, climate sensitivity not constant in any sense. It is both inversely proportional to temperature and highly non-linear.
For example, in Figure 3 above, the “climate sensitivity” is taken as the average slope of the linear trend line relating temperature and incoming radiation. As you can see, if the earth were like an iron slab with no emergent phenomena, a straight light approximates the curve extremely well at every temperature. But in the real world with water and clouds, the trend line is meaningless—it doesn’t represent the actual climate sensitivity at any temperature.
As a result, you can’t just say that because the global average surface temperature doesn’t vary much, we can treat it as a constant. The average is not real, it is a mathematical chimera. In the real world, we don’t see an average temperature. If the “average temperature” goes up by one degree, and it happens to be evenly spread out, let’s say the morning temperature goes from say 7°C to 8°C, while the afternoon goes from 22°C to 23°C.
But both the climate sensitivity, and the change in climate sensitivity with temperature, are very, very different in the two temperature regimes of morning and afternoon. It takes much, much more energy to go from 22°C to 23°C than it does to go from 7°C to 8°C. So while the average temperature doesn’t change much, that is highly deceptive. In reality, the dependence of sensitivity on temperature makes a huge difference in how the system actually reacts to changes in forcing.
To explain this in detail, I’m going to shamelessly steal, re-heat, and re-forge a section from my earlier post called “It’s Not About Feedback” because it is highly relevant to the questions I’m discussing. To understand why emergent phenomena are critical to understanding the climate, here is the evolution of the day and night in the tropical ocean. The tropical ocean is where the majority of the sun’s energy enters the huge heat engine we call the climate. So naturally, it is also where the major thermoregulatory mechanisms are located.
At dawn, the atmosphere is stratified, with the coolest air nearest the surface. The nocturnal overturning of the ocean is coming to an end. The sun is free to heat the ocean. The air near the surface eddies randomly.

Figure 4. Average conditions over the tropical ocean shortly after dawn.
As you can see, there are no emergent phenomena in this regime. Looking at this peaceful scene, you wouldn’t guess that you could be struck by lightning in a few hours … emergence roolz.
As the sun continues to heat the ocean, around ten or eleven o’clock in the morning there is a sudden regime shift. A new circulation pattern replaces the random eddying. As soon as a critical temperature/humidity threshold is passed, local Rayleigh-Bénard-type circulation cells spring up everywhere. This is the first transition, from random circulation to Rayleigh-Bénard circulation.
These cells transport both heat and water vapor upwards. By late morning, the Rayleigh-Bénard circulation is typically strong enough to raise the water vapor to the local lifting condensation level (LCL). At that altitude, the water vapor condenses into clouds as shown in Figure 5.

Figure 5. Average conditions over the tropical ocean when cumulus threshold is passed. Note that the clouds mark areas of local upwelling warm moist air.
Note that this area-wide shift to an organized circulation pattern is not a change in feedback. It has nothing to do with feedback. It is a self-organized emergent phenomenon. It is threshold-based, meaning that it emerges spontaneously when a certain threshold is passed. In the wet tropics there’s plenty of water vapor, so the major variable in the threshold is the temperature. In addition, note that there are actually two distinct emergent phenomena in the drawing—the Rayleigh-Bénard circulation which emerges prior to the cumulus formation, and which is enhanced and strengthened by the totally separate emergence of the clouds.
Note also that we now have several changes of state involved as well, with evaporation from the surface and condensation and re-evaporation at altitude.
Under this new late-morning cumulus circulation regime, much less surface warming goes on. More of the sunlight is reflected back to space, so less energy makes it into the system to begin with. Then the increasing surface wind due to the cumulus-based circulation pattern increases the evaporation, reducing the surface warming even more by moving latent energy up to the lifting condensation level.
Note that the system is self-controlling. If the ocean is a bit warmer, the new circulation regime starts earlier in the morning and it cuts down the total daily warming. On the other hand, if the ocean is cooler than usual, clear morning skies last later into the day, allowing increased warming. The system is regulated by the time of onset of the regime change.
Let’s stop at this point in our examination of the tropical day and consider the idea of “climate sensitivity”, the sensitivity of surface temperature to forcing. The solar forcing is constantly increasing as the sun rises higher in the sky. In the morning before the onset of cumulus circulation, the sun comes through the clear atmosphere and rapidly warms the surface. So the thermal response is large, and the climate sensitivity is high.
After the onset of the cumulus regime, on the other hand, much of the sunlight is reflected back to space. Less sunlight remains to warm the ocean. In addition to reduced sunlight, there is enhanced evaporative cooling. Compared to the morning, the climate sensitivity is much lower. The heating of the surface slows down.
So here we have two situations with very different climate sensitivities. In the early morning, climate sensitivity is high, and the temperature rises quickly with the increasing solar insolation. In the late morning, a regime change occurs to a situation with much lower climate sensitivity. Adding extra solar energy doesn’t raise the temperature anywhere near as fast as it did earlier.
Moving along through the day, at some point in the afternoon there is a good chance that the cumulus circulation pattern is not enough to stop the continued surface temperature increase. When the temperature exceeds a certain higher threshold, another complete regime shift takes place. Some of the innocent cumulus clouds suddenly mutate and grow rapidly into towering monsters. The regime shift involves the spontaneous generation of those magical, independently mobile heat engines called thunderstorms.
Thunderstorms are dual-fuel heat engines. They run on low-density air. At the base of the thunderstorms that air rises and condenses out the moisture. The condensation releases heat that re-warms the air, which rises deep into the troposphere.

Figure 6. Afternoon thunderstorm circulation over the tropical ocean.
There are a couple of ways to get low-density air. One is to heat the air. This is how a thunderstorm gets started, as a strong cumulus cloud sitting over a warm spot on the surface. The sun plus GHG radiation combine to heat the surface, which then warms the air. The low-density air rises. When that Rayleigh-Benard circulation gets strong enough, thunderstorms start to form.
Once the thunderstorm is started, the second fuel is added to the fire — water vapor. Counter-intuitively, the more water vapor there is in the air, the lighter it becomes. The thunderstorm generates strong winds around its base. Evaporation is proportional to wind speed, so this greatly increases the local evaporation.
This, of course, makes the air lighter, and makes the air rise faster, which makes the thunderstorm stronger, which in turn increases the wind speed around the thunderstorm base, which increases the evaporation even more … a thunderstorm is a regenerative system, much like a fire where part of the energy is used to power a bellows to make the fire burn even hotter. Once it is started, it is much harder to stop.
This gives thunderstorms a unique ability that, as far as I know, is not represented in any of the climate models. A thunderstorm is capable of driving the surface temperature well below the initiation temperature that was needed to get the thunderstorm started. It can run on into the evening, and often well into the night, on its combination of thermal and evaporation energy sources.
Thunderstorms can be thought of as local leakages, heat pipes that transport warm moist air rapidly from the surface to the lifting condensation level where the moisture turns into clouds and rain, and from there to the upper atmosphere without interacting with the intervening greenhouse gases. The air and the energy it contains is moved to the upper troposphere hidden inside the cloud-shrouded thunderstorm tower, without being absorbed or hindered by GHGs on the way.
Thunderstorms cool the surface in a host of ways, utilizing a combination of cold water, shade, wind, spray, evaporation, albedo changes, and cold air.
And just like the onset of the cumulus circulation, the onset of thunderstorms occurs earlier on days when it is warmer, and it occurs later (and often not at all) on days that are cooler than usual.
So again, we see that there is no way to assign an average climate sensitivity. The warmer it gets, the less each additional watt per meter warms the surface.
Now at the end of the day, you’d think the thunderstorms would die out. But as mentioned above, they generate their own fuel via wind-driven evaporation increases. In addition, they are driven, not by absolute temperature, but by vertical temperature difference “delta T”. And that difference between the recently sun-warmed sea and the far cooler air above lets the thunderstorms persist until early morning, around 3 AM, often crackling with night-time lightning.
Finally, once all of the fireworks of the daytime changes are over, the thunderstorms decay and dissipate. A final and again different regime ensues. The main feature of this regime is that during this time, the ocean radiates about the amount of the energy that it absorbed during all of the previously described regimes. How does it do this? Another emergent phenomenon …

Figure 8. Conditions prevailing after the post-midnight dissipation of the daytime clouds.
During the nighttime, the surface is still receiving energy from the GHGs. This has the effect of delaying the onset of oceanic overturning, and of reducing the rate of cooling. Note that the oceanic overturning is once again the emergent Rayleigh-Bénard circulation. Because there are fewer cumulus clouds, the ocean can radiate to space more freely. In addition, the overturning of the ocean constantly brings new water to the surface, to radiate and cool. This increases the heat transfer across the interface.
As with the previous thresholds, the timing of this final transition to oceanic overturning is temperature-dependent. Once a critical threshold is passed, oceanic overturning kicks in. Stratification is replaced by circulation, bringing new water to radiate, cool, and sink. In this way, heat is removed from the ocean, not just from the surface as during the day, but from the entire body of the upper mixed layer of the ocean.
There are a few things worth pointing out about this whole system.
First, this emergent temperature control system operates many places, but particularly in the tropics, which is where the largest amount of energy enters the hot end of the great heat engine we call the climate.
Next, sometimes increases in incoming energy are turned mostly into temperature. Other times, incoming energy increases are turned mostly into physical work (the circulation of the ocean and atmosphere that transports energy to the poles). And other times, increasing energy is mostly just moved from the tropics to the poles.
Next, note that this whole series of changes is totally and completely dependent on temperature-threshold based emergent phenomena. It is a mistake to think of these as being feedback. It’s more like a drunk walking on a narrow walkway. The guardrails are not feedback—they are a place where the rules change. The various thresholds in the climate system are like that—when you cross them, everything changes. The oceans before and after the onset of nocturnal overturning are very different places.
And this, in turn, all points to one of the most important control features of the climate—time of onset. How much energy the ocean loses overnight depends critically on what time the overturning starts. The temperature of the tropical afternoon depends on what time the cumulus kick in, and what time the thunderstorms start.
Finally, look at the difficulty in analyzing or modeling this kind of situation. You have a grid box that is far larger than any cloud or thunderstorm. And all you have to go on, the only things in your model, are the average statistics of that gridbox. And the main control system is the timing of the initiation of threshold-based phenomena that are far below your model’s gridcell size …
Think about say the average humidity of the tropical Pacific where there are thunderstorms. As soon as the thunderstorms kick in, they start discharging dry air up high. This dry air cools and descends in the area between the thunderstorms. So if you were to average the relative humidity of the bulk of the atmosphere across say one gridcell of a climate model, a hundred miles square or so, you’d see humidity falling as thunderstorms develop.
But this bulk drying of the downwelling air masks what is really happening. Under the thunderstorms, the storm-driven winds kick the evaporation into overdrive. The dry surrounding air is drawn in, loaded to the brim with moisture via the increased evaporation, and shot skyward at rates up to 10 m/sec. In a few minutes, it has moved up to the LCL, the “lifting condensation level”, where it condenses as clouds and rain.
As a result, despite the fact that the bulk atmosphere is drying, immense amounts of moisture are being moved vertically through the system. So simple averages are useless. The system is moving more water but the average relative humidity of the bulk atmosphere has dropped.
As this shows, increasing energy input may only increase the throughput, rather than increasing the temperature. Not all of the energy that hits the tropical ocean is immediately radiated back to space. A large amount of it is moved, via the ocean and the atmosphere, towards the polar regions before finally returning to space. This means that one of the crucial determinants of the temperature of the tropical regions, as well as of the polar regions, is the rate of energy throughput—how much energy is moved from the tropics to the poles. Once the system is into the thunderstorm regime, almost all of the incoming energy goes to simply turning the wheel faster, moving more energy from the surface to the upper troposphere, moving more air and water from the tropics to the polar regions. So instead of warming up the surface, the energy is moved skywards and polewards.
Again, however, these changes in throughput make the situation difficult to analyze. The dang system won’t ever stand still, it responds to everything that happens. How can one accurately measure how much energy is being moved and transformed by a thunderstorm? It can be done but it’s not easy.
An allied difficulty is with the size of the phenomena. Thunderstorms are one of the most common natural emergent heat engines on the surface of the planet. But they are way, way below the typical grid size of a climate model. As a result, they simply cannot be simulated in modern global climate models. This means that they must be “parametrized”, which as near as I can tell comes from the Latin and means “made up to fit the programmer’s preconceptions”. But while parametrizing a simple system is not difficult, parametrizing a system containing emergent phenomena is a very hard thing to do well.
In part, this problem arises from the very thing causing the need to parameterize—the small size of the thunderstorms. The problem is that those small thunderstorms cool down small hot spots before they ever get large. I have seen, for example, a single solitary thunderstorm in the morning, sitting over some warm spot in the ocean, with not another cloud in the sky. It was feeding off of some very local hotspot that had persisted through the night, and as long as it was hot, the thunderstorm stayed and cooled it down.
How on earth can one parametrize such an instantaneous response to excess warmth?
Thunderstorms spring up over hot spots and cool them down to below the initiation temperature of the thunderstorm. And that kind of quick proactive response containing overshoot is not easily put into parameters.
And given that all you have are grid box averages, how will you model the critical changes in the time of onset of the various emergent phenomena? If the cumulus doesn’t appear until an hour later, or shows up an hour earlier, it makes a huge difference. And of course, the clouds and thunderstorms never show up off-time. They emerges only as and when required, because their appearance is set by the immutable laws of wind and water and evaporation and condensation. It can’t occur late or early, it’s always right on time. But in the models, there are no thunderstorms …
As I mentioned above, there is a range of emergent climate phenomena. In general, they work together to maintain the temperature of the planet within fairly narrow bounds. The most important one of these is the tropical thunderstorm system described above. And there is something very critical about this system, something you may not have noticed so let me repeat it. A main control on the temperature is exerted by the timing and strength of the emergent phenomena, particularly clouds and thunderstorms. Now, here’s the important part. The time of day when a cloud forms is a function of the physics ruling the winds and the waves and the water and evaporation and condensation and the air and how they react to temperature.
Here’s why that statement is important. It is important because of what is missing—there is no mention of CO2 because CO2 doesn’t exert any direct effect on when clouds form. Clouds form in response to temperature and humidity and the like, not CO2.
So if there is a bit of additional forcing and the surface is a bit warm, the clouds simply form earlier, and the thunderstorms form earlier, and the nightly overturning of the ocean starts earlier … and that balances out the additional forcing, just like it has done for millions of years.
Nor is this just theory. I’ve shown that at the TAO buoys, days that start out colder than average end up warmer than average, and days that start out warmer than average end up colder … just as this theory predicts. See here and here for further discussion of the effect of emergent systems as seen in the TAO buoy records.
Now, note that I didn’t say that this kind of system containing emergent temperature control systems was impossible to model … just that it is hard. I’ve done a lot of computer modeling myself, both iterative and non-iterative models, and so I’ve both written and used physics-based models, economic models, models using neural nets, machine learning algorithms, computerized evolution models, tidal models, I’ve played the game a lot in a lot of fields and a lot of ways. It could be done. But it can’t be done the way that they are doing it because their way doesn’t account for the emergent phenomena. See my post entitled “The Details Are In The Devil” for a discussion of this difficulty in modeling systems dominated by emergent phenomena.
The emergence of clouds and thunderstorms radically cooling the surface, plus the increase in convection and evaporation with temperature, plus the thermal radiation going up as the fourth power of the temperature, all combine to put a serious barrier in the way of any increases in temperature. As near as I can tell, the climate models have no such barrier. In the model world, going up six degrees or even ten degrees seems to be no big deal, model runs achieve that without breaking a sweat.
But in the real world, of course, Murphy conspires with nature to make sure that every single additional degree is harder and harder to achieve … and emergent phenomena not only stop warming, they actively cool the surface down. Until both the theory and the models robustly embrace the emergent phenomena, the models will continue to be a funhouse-mirror version of reality … you can recognize it as some kind of climate but with all the distortions, you can’t use that as a guide for anything.
One last question—how would I recognize a good climate model? Well, in a good model all of the emergent phenomena we know about would actually emerge, not be parametrized … because the free actions of those emergent phenomena, the variations and changes in their times and locations of appearance are what control the temperature, not the CO2 “control knob”. So when the forcing from CO2 increases a watt or two, in an accurate model the clouds will emerge a few minutes earlier on average across the tropics, and the balance will be restored. This system of control by emergent phenomena has worked very well for billions of years, and it handles large swings in radiation every single day—it won’t be altered by a few watts of extra forcing from CO2.
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The idea of an emergent is why climate science has moved from the newest fad phenomenon, used to explain almost everything, to the next new phenomenon. I remember when El Nino first “hit the news” because it moved north to impact California in 1982-83.
http://onlinelibrary.wiley.com/doi/10.1029/JC091iC05p06597/abstract
Hitting California made it newsworthy, but from an emergent perspective it was the change in pattern that was the actual catalyst. The authors of the article cited talk about it being “anomalous” but that definition is only a function of the length of the record and the pattern of emergents.
El Nino began as the Walker circulation and there was no mention of La Nina for some years. Other oscillations, such as the PDO, QBO or NAO, appeared over the years as they emerged in the record for the first tme or reach different peaks or patterns. This also underlines the claims about interacting cycles as the predominant way in which the net effect, we call weather, is created. It illustrates why the 30 – year normal of the World Meteorological Organization (WMO) is so meaningless and misleading. It is why William Briggs’ abhorrence of smoothing long term series is such a valid dictum.
http://wmbriggs.com/blog/?p=195
The idea of emergents also speaks to the problem of leaving out variables because their input is considered marginal. The variable may be marginal under one set of conditions, but as those conditions change the variable becomes increasingly important. I remember concern in agriculture when addition of more fertilizer was not increasing yields, in fact, yields were declining. They eventually discovered that the trace minerals, particularly zinc, excluded form their calculations was necessary of the plants ability to uptake some of the other fertilizers.
Another problem identified by the concept of an emergent is the severe limitation on computer models. They must leave out variables because of inadequate capacity or lack of data, but they also guess how the variable interacts with other variables that likely does not reflect reality.
What are we to make, from an emergent perspective, of IPCC (Ch.8 2007) acknowledgment of limitations such as
“Unfortunately, the total surface heat and water fluxes (see Supplementary Material, Figure S8.14) are not well observed.”
or
“These errors in oceanic heat uptake will also have a large impact on the reliability of the sea level rise projections.”
or my favourite
“Due to the computational cost associated with the requirement of a well-resolved stratosphere, the models employed for the current assessment do not generally include the QBO.”
Not only is the science not settled, but chances of reaching even minimal understanding is limited by the data and records available. Speaking as Sherlock Holmes, Sir Arthur Conan Doyle wrote, “I have no data yet. It is a capital mistake to theorize before one has data. Insensibly one begins to twist facts to suit theories, instead of theories to suit facts.”
Probably the best exposition of how emergent phenomena emerge, and how to understand them, and what they do, is contained in Hofstadter’s book ‘Godel, Escher and Bach – an Eternal Golden Braid’. Amongst other things, it is an exposition of Hofstadter ‘s concept of intelligence, and the mind, as an emergent phenomenon.
This actually answers a question that has puzzled me somewhat all these years. Back when I was in the Navy and assigned to Guam, rainstorms would come every day between 2:00 pm and 4:00 pm. I always wondered why, since the island is in the middle of nowhere. Although it rises up to 700 ft above sea level, that didn’t seem to me to be enough to get the consistent rain that we did.
But looking back, I can see that clouds started forming late morning and became thunderheads by early afternoon.
Clouds didn’t form anywhere with the same regularity during other parts of the year.
I spent a few years in the Sahel of northern Nigeria in the mid 1960s mapping geology, lecturing at the Nigerian School of Mines in Jos, (which I assisted a Polish metallurgist, Jan Fiegel, rest his beautiful soul, to set up), evaluating groundwater resources for town water supply, assisting indigenous miners to open up deposits and build processing facilities, identifying minerals, etc. When the wet season came to this dry land, it was in the form of massive thunderstorms with torrential rain – all starting about 3 to 4 in the afternoon. If you were 100 feet from your door and the first drop of rain hit you, you would be drenched right through before you got inside. Often, it was accompanied by such a fall of hail that it would look temporarily like Saskatchewan in January out the window. The hail, by the way was called kunkalie in Hausa – it was gathered and buried in the ground with straw and earth and used as a “medicine” for such things as scorpion bites, etc. After such a storm, it was indeed very cool for an hour or so.
willis
Thanks for posting a very interesting and though-provoking essay.
Your out of the box reasoning on limitations of current climate models to simulate emergent climate phenomena will be hard for the CAGW defenders to refute.
I’d look for nit-picking responses instead.
Max
Just ran across a NASA video that gives a succinct discussion of ENSO and the Arctic Oscillation
“These cool the surface in a host of ways, most importantly by piping the warm surface air through the middle of the thunderstorm up to high altitudes. This avoids almost all of the greenhouse gases (H2O and CO2) in the lower troposphere, and allows for free radiation of huge amounts of thermal energy to space. ”
does not compute.
the warm surface air “piped” does not avoid H20 or C02.
Yet again Mr Mosher you attack with all the finesse of a “cult of doom” zealot. Let’s re-examine the paragraph from which you lifted your attack (“there is no relationship between incoming energy and temperature”).
Here it is, in full. (bolding mine)
But in the thunderstorm part of the tropical thermal regime, it is important to note that not only is the relationship between incoming energy and temperature non-linear, but in fact there is no relationship between incoming energy and temperature. So you cannot even approximate it with a linear relationship. In that regime, increases in incoming energy are generally balanced out by increases in thunderstorm numbers and associated increased evaporation and convection, leaving only small residual temperature changes.
Erm … your response looks a bit different now doesn’t it? Get a grip Mr Mosher. I don’t mind you attacking a post or the comments, Leif Svalgaard does it all the time but at least he has the decency to quote with context and provide ‘evidence’ for his POV. Something to think about perhaps?
Willis – I read your post last night and, after reading a lot of the comments today, I had to read it again. You have my every sympathy. It would be nice if some folk actually read your post before commenting.
Willis,
Wonderful essay.
I’m wondering whether your choice of Drawing Hands by Escher imples your thoughts on emergent phenomena have wandered through the book Godel, Escher Bach: an Eternal Golden Braid by Douglas Hofstadter. Or has that picture inspired you and DH independently?
Well written and succinct. Despite that, I remain confused on a few points. The article seems to me to be saying that for a very broad set of initial conditions, those emergent phenomena act as negative feedback mechanisms, keeping the temperatures near a chaotic attractor point. I understand your analogy about the guard rails but the consequences that you describe when the environment shifts from one regime to another is a move back toward the conditions where the first regime controls. A thunderstorm is a fundamentally different atmospheric model and can cool the surface below the initial temperature that created it but the intermediate-term consequence you describe is a cooler surface the next morning (or next week) and a later start to the next daily cycle.
How does that mental model reconcile with the geological and historical records which DO show variations in temperature? Oceans and thunderstorms still existed in those eras. Why were they unable to mediate the Little Ice Age or the Medieval Warming Period?
Or is your point just that the climate models can’t be trusted until they CAN explain the LIA and MWP (and that you think they will need to incorporate emergent phenomena before they can)?
Very nice simplification, Willis, and a nice thought experiment backing
up your thesis that “Thunderstorms/hurricanes” act as the Earth’s
thermostat.
I wonder–is the neglect of this phenomenon why, for instance, Hansen
et al.‘s GISS modelE, described in the journal Climate Dynamics
in 2007, shows climate forcings off the West coast of continents to be
~50 W/m^2 too high?
ferd berple says:
February 8, 2013 at 7:50 am
c1ue says:
February 8, 2013 at 6:43 am
2) Having said the above, there seem to be some implicit assumptions. I believe you are assuming that clouds don’t form at night? Is this a generally accepted fact?
___
Cloud formation is a function of the temperature – dew point spread. When these converge clouds emerge. When they diverge clouds dissipate.
“up to 10 m/sec” I’m a paraglider and hang glider pilot. I’ve been in thermals faster than that, with only small cumulus clouds above, in sunny days, in spring or summer, in temperate area. No need for a storm to have that. Regular convection is enough. Storms can be very, very bad for a paraglider/hang glider pilot. The updraft can be so fast that you have no chance, but die. Look it up, a woman reached almost 10000 m (and survived!). Recorded 20 m/s. She was lucky. It can be much higher. In a severe thunderstorm, in a ‘freefall’, you might be climbing!
Me says: “I’ve been in thermals faster than that, with only small cumulus clouds above, in sunny days, in spring or summer, in temperate area.”
I thought about making a similar comment earlier, but it wasn’t a first-hand experience, so I held it back. I heard an account from a friend who was dragged above the clouds during a plain-vanilla parachute jump somewhere in Canada. That was in the days before paragliding took on and people were not properly trained to steer their parachutes. He said he was in a panic because his attempts to exit the updraft slowed the climb only insignificantly while making him spiral at a sickening rate. I forget the altitude he reached or the time it took, but he claimed both were extraordinary.
Good essay. I would add that, since “phenomena” are the human (mental) responses to the events in the physical world, the “emergence” is an emergence in perception or consciousness or theory. More complex than the Gestalt figure/ground reversals and such (the human concept of species, for example where nature provides lineages, or perceptibly different colors, musical tones, and phonemes), but a psychological discontinuity in what is a natural continuum. El Nino and La Nina are “emergent” from the natural oscillation in that they appear conceptually to be “more than” what is expected (another psychological term) from studying the rest of the natural oscillation. In dynamical systems theory, such seemingly abrupt changes are represented by “catastrophes” (large perceived responses to small changes in inputs) and “bifurcations” (large perceived changes in behavior of the system caused by small changes in parameters. (“Large” here is in a psychological sense, such as “period doubling”.)
I wrote “good”: it’s at least as good as the average paper in “Scientific American” (as I remember from youth, I have not seen recent issues) or “American Scientist”.
Many thanks again, and keep up the good work.
Tim Ball: The idea of emergents also speaks to the problem of leaving out variables because their input is considered marginal. The variable may be marginal under one set of conditions, but as those conditions change the variable becomes increasingly important.
Indeed. “Emergents” result from the disciplined use of “Occam’s razor” to avoid complications in explanations until those complications become absolutely necessary. The evaluation of when “necessity” has “emerged” in the data and phenomena is a human judgment, not an “absolute” of Nature. This is why I am always harping on the “equilibrium” assumption in the climate debate: I think that the standard CO2 theory is too dependent on that assumption, it’s too inaccurate, and we won’t understand the actual effect of doubling CO2 until the diverse equilibrium assumptions are replaced by accurate dynamical assumptions.
So when the forcing from CO2 increases a watt or two, in an accurate model the clouds will emerge a few minutes earlier on average across the tropics, and the balance will be restored.
Maybe. I think it a good hypothesis, but I do not see good evidence one way or another. Compared to the natural variability in the TAO data, a few minutes earlier cloudiness on the days with the most downwelling long wave infrared is extremely difficult to detect.
Frumious Bandersnatch: Clouds didn’t form anywhere with the same regularity during other parts of the year.
Same experience as mine in the Philippines and in Taiwan. I expect seasonal dependence of the effect of CO2 on cloud formation.
Thanks Willis, I like the way genuine science is emerging from climatology, I commend you on your ability to explain your reasoning.
This is the mark of a true scientist, the ability and joy of explaining your knowledge so the average person might understand.
I too will have to devote some time this weekend to reread this post.
ferd berple: This is generally true in the tropics. Clouds form in the afternoon, more commonly during the wet season, then by morning the skies are clear.
To complement that, analyses of the TAO data by the curators showed that most of the rainfall occurs in the early morning hours. It is reasonable to hypothesize, following Willis, that the increase of CO2 will lead to earlier cloudiness, more (or earlier) net flow of water into the higher atmosphere, and perhaps more rainfall, with no net increase in the spatio-temporally averaged surface temperature.
‘My dear Louisa must be careful of that cough’ remarked Miss Tox.
‘It’s nothing,’ returned Mrs Chic ‘It’s merely change of weather. We must expect change.’
‘Of weather?’ asked Miss Tox, in her simplicity.
‘Of everything’ returned Mrs Chick ‘Of course we must. It’s a world of change. Anyone would surprise me very much, Lucretia, and would greatly alter my opinion of their understanding, if they attempted to contradict or evade what is so perfectly evident. Change!’ exclaimed Mrs Chick, with severe philosophy. ‘Why, my gracious me, what is there that does not change! even the silkworm, who I am sure might be supposed not to trouble itself about such subjects, changes into all sorts of unexpected things continually.’
Dombey and Son
It’s quite true that chaotic systems vary, often in bistable alternations splitting at threshold levels, and are very difficult to predict. Hence it’s hard to predict the weather, or ENSO, more than a very short time ahead.
However, chaotic system variation is along the strange attractor for that system – while you cannot predict (without perfect information, never available) where the system will be within that attractor, it is limited to that attractor. We can look at _averages_, and describe the bounds of the attractor, and can predict that winters will be warmer than summers, that deserts will be drier than rain forests.
Another way of looking at this is to consider that weather is trend-stationary – when we have extrema, such as a storm, a drought, etc, the weather tends to return to the its average behavior afterwards. Which is entirely unsurprising, as short term variations are bounded by energy balances, and extra in/out leads to a later rebalancing. Again, short term behavior is very hard to predict in detail, while long term averages are much less so.
Weather concerns the short term chaotic behavior of interlinked non-linear systems. Climate concerns the long term _averages_ of those systems. Those averages are dependent on energy balance, on energy in versus energy out. And we can make contingent predictions on those – if we increase greenhouse gases, increase the greenhouse effect, reducing the energy radiating to space, then the energy in the climate will increase (warm) until that balance is restored. And during that the short term weather may change, as bistable divisions in behavior are crossed up/down.
Here we go again. Which bit of a thunderstorm shooting energetic molecules of H2O 20km into the atmosphere where they can radiate into space are you not following? At least try to engage in some meaningful way. Of course H2O is involved. Working fluid of the engine.
Working fluid of the engine in the sense of by-passing the GHE on the equator in a thunderstorm or making England warm in Winter when our weather comes from the SW (equatorial) or cold when our WV comes form the N or thereabouts. No GHE required – just H2O “doin’ its stuff.
Matthew R Marler says:
February 8, 2013 at 11:42 am
Frumious Bandersnatch: Clouds didn’t form anywhere with the same regularity during other parts of the year.
Same experience as mine in the Philippines and in Taiwan. I expect seasonal dependence of the effect of CO2 on cloud formation.
—————————————–
Matt, I was going to say basically the same thing about CO2 but I was going to add a /sarc tag.
cn
In the early morning in the all-critical tropics where the energy enters the planet-sized heat engine we call “climate”, the temperature rises rapidly because of the lack of clouds
Not “early morning” but “after sunrise”.
More appropriately in a discussion on chaos, chaotic behavior will exhibit bifurcations as some parameters change. This includes weather; changes in the strange attractors as conditions affect I should have used that terminology in my previous post – apologies, it’s been a while since I pulled Rasband 1990 (Chaotic dynamics of nonlinear systems) off the shelf…
In addition, systems can also have bistable domains, local minima where it takes a fair bit of change to push to another local minima – as in Greenhouse/Icehouse climates (http://en.wikipedia.org/wiki/Greenhouse_and_icehouse_Earth).