Notes on the faked Heartland document

UPDATE: there’s even more evidence that the document was faked. The Koch Foundation and The Atlantic weighs in in update 3 below.

As a follow up to the post Notes on the Heartland Leak, I’ve prepared some notes on the PDF document “2012 Climate Strategy” that Heartland says in their press release is a fake among the other documents distributed. They say specifically that:

One document, titled “Confidential Memo: 2012 Heartland Climate Strategy,” is a total fake apparently intended to defame and discredit The Heartland Institute. It was not written by anyone associated with The Heartland Institute. It does not express Heartland’s goals, plans, or tactics. It contains several obvious and gross misstatements of fact.

Here is a screencap of the top part of that document, which was printed, and then scanned, unlike any of the other documents which were direct to PDF from word processing programs:

There’s been a lot of scrutiny in comments on various blogs, and I’ve given some scrutiny to the document as well, comparing it with other documents in the set. I’m in agreement that this is a fake, here is why:

1. It is the only document in the set that appears to have been scanned rather than produced by a PDF document publisher such as Adobe Distiller 8.0 or 8.1 which were both in document properties on other documents. For example compare the two document properties side by side. I’ve placed arrows marking distinct differences:

2. The metadata in document properties in the document said to be faked have been sanitized. Why cover tracks? This could possibly be due to the leaker not knowing how to remove other metadata in standard PDF, but knows if he/she scans it on an Epson flatbed scanner and saves it to the scanner’s memory stick/flash drive port, there will be no personally identifiable information.

3. One of the first questions I asked Joe Bast of Heartland when I saw this printed then scanned document was “do you not shred your trash”?  His response was, “there’s no need, all the communications are done electronically by email”. That suggests a paper copy never existed in the Heartland office. The fact that none of the documents contains any personal signatures lends credence to this.

4. It doesn’t read like a strategy document, as it mixes strategy with operational details and commentary.

5. It gets the operational details ( budget) wrong – especially the points about my project, rounding up to $90,000 from a very specific budget number of $88,000. This suggests trying to inflate the number for a purpose. There’s no evidence of rounding budget numbers in any other document in the set.

6. Key sentences are rather clumsily written and some make no sense. This contrasts with purposeful language in the other documents. This one sentence in particular has gotten a lot of attention:

His effort will focus on providing curriculum that shows that the topic of climate change is controversial and uncertain – two key points that are effective at dissuading teachers from teaching science.

I can’t imagine pitching “…dissuading teachers from teaching science.” to a board of directors at a meeting. It is a sure recipe for a public relations nightmare.

7. There are punctuation errors throughout it, suggesting it is not a professional document. There’s an overuse of commas for example. The formatting is different than other documents in the set, with a left justified title. All other Heartland documents have a center justified title. Fonts for titles don’t match either. The “2012 Climate Strategy” document has a different font.

8. The “2012 Climate Strategy” is the purported “smoking gun” that provides commentary and context missing from the other factual documents. Without this framing document, the other documents and what they contain, are rather bland. Without it, there’s not much red meat to dangle in front of people that would tear into it.

9. The document misrepresents the positions of Andrew Revkin and Dr. Judith Curry. This seems to come from a point of speculation, not from a point of certainty.

10. Most of the documents were prepared by Joe Bast, listed as author “jbast” in the PDF document metadata and done around 8AM on Monday, January 16th. One document, “Board Directory 01-18-12_0.pdf” has an author “ZMcElrath” ( a Heartland employee according to the Budget document) and was created on Wednesday January 25th at 1:04PM, within working hours just like all the others.

The document in question the “2012 Climate Strategy” has a timestamp of Monday, Feb 13th, at 12:41PM, just one day before “DeSmog Blog” released the documents on their website. The timeline disparity doesn’t make a lot of sense for documents that were supposedly mailed to a person posing as a board member (according to an alleged email snippet on Keith Kloor’s website) to trick someone at Heartland to email them the package of documents. Here it is:

Dear Friends (15 of you):

In the interest of transparency, I think you should see these files from the Heartland Institute. Look especially at the 2012 fundraising and budget documents, the information about donors, and compare to the 2010 990 tax form. But other things might also interest or intrigue you. This is all I have. And this email account will be removed after I send.

It would have had to have been sent sometime between 12:41PM Chicago time on Monday Feb13th and Tuesday Feb 14th 16:39 (Pacific Time) when the first comment appeared on DeSmog Blogs first post on the issue. According to David Appell’s blog, Keith Kloor says it was sent yesterday (Feb 14th), which is after the creation date for the “2012 Climate Strategy” memo of “2/13/2012 12:41:52 PM. Which means DeSmog blog had the documents only a short time.

Appell also writes: Desmogblog Had Leaked Docs For Only an Hour

I guess I’m behind on this, because this afternoon Politico reported that Desmogblog received the documents yesterday (2/14) and “The blog posted them about an hour later without contacting the Heartland Institute for confirmation.”

http://dyn.politico.com/printstory.cfm?uuid=5826D160-4705-4D72-A0BB-44C8C2EDA7DC

So they received them after the suspicious memo was scanned (according to its metadata). Which doesn’t prove its not fake, but at least the timeline isn’t inconsistent.

Appell also thinks the document makeup is suspicious and does his own metadata analysis.

Summary:

All the above evidence, plus Heartland’s statement saying it is a fake, taken in total suggest strongly that the “2012 Climate Strategy” document is a fake. From my perspective, it is almost if the person(s) looking at these said “we need more to get attention” and decided to create this document as the “red meat” needed to incite a response.

Indeed, the ploy worked, as there are now  216 instances (as of this writing) of this document title “Confidential Memo: 2012 Heartland Climate Strategy” on Google at various news outlets and websites.

The question to ask then is this: who benefits the most from the existence of such a document? A disgruntled employee? Hardly. Such things often backfire. And, who would know best how to craft such a document for maximum public impact? I think the answers are there, but the question needs to be asked. From what I hear, Heartland is going for criminal prosecution and/or civil liabilities on this one. They certainly have a case.

All of those news outlets and bloggers that regurgitated this document and the claims in it without checking for the veracity of it first are going to have some defending to do to. The Guardian seems particularly vulnerable for their “publish first, ask questions later” tactic.

UPDATE: At Lucia’s Blackboard, commenter Duke C. have been delving into the faked memo. What he has found is quite interesting:

Duke C. (Comment #89877)

February 15th, 2012 at 9:55 pm

Steve McIntyre (Comment #89815)

February 15th, 2012 at 4:31 pm

If you look at the Document Properties of the various Heartland documents, the Confidential Memo has a date of Feb 13, 2012 whereas the other documents date from January. In addition, the agenda source (for example) refers to a p: drive and an origin in a *.wpd document, while the Confidential Memo does not have these features.

The Confidential Strategy Memo and the Form 990 were both scanned, possibly from the same source. There are similarities in the Metadata. Both were created under PDF Version 1.5, with the same Extensible Metadata Platform Core:

xmlns:x=”adobe:ns:meta/” x:xmptk=”Adobe XMP Core 5.2-c001 63.139439, 2010/09/27-13:37:26

The other 6 pdfs show a different core version:

xmlns:x=”adobe:ns:meta/” x:xmptk=”Adobe XMP Core 4.0-c316 44.253921, Sun Oct 01 2006 17:14:39

The Form 990 linked at DeSmog shows August 02, 2011 as the last modified date. The 990 linked at Heartlandinstitute.org shows December 06, 2011. Scanning artifacts indicate that both are identical.

All of this is, of course, circumstantial evidence. but I’m not ready to rule out that the Strategy memo wasn’t scanned at Heartland.

================================================

Duke C. (Comment #89887)

February 15th, 2012 at 11:03 pm

More on the Strategy memo-

EPSON Scan

2012-02-13T12:41:52-08:00

2012-02-13T12:41:52-08:00

2012-02-13T12:41:52-08:00

Hmmm……

That’s Pacific Standard Time, if I’m reading it right.

=================================================

Duke C. (Comment #89888)

February 15th, 2012 at 11:07 pm

Oops. with html tags removed:

rdf:Description rdf:about=””

xmlns:pdf=”http://ns.adobe.com/pdf/1.3/”

pdf:Producer EPSON Scan /pdf:Producer

/rdf:Description

rdf:Description rdf:about=””

xmlns:xmp=”http://ns.adobe.com/xap/1.0/”

xmp:ModifyDate 2012-02-13T12:41:52-08:00 /xmp:ModifyDate

xmp:CreateDate 2012-02-13T12:41:52-08:00 /xmp:CreateDate

xmp:MetadataDate 2012-02-13T12:41:52-08:00 /xmp:MetadataDate

=================================================

According to the “contact” page at Heartland, they have no west coast offices:

The Heartland Institute

One South Wacker Drive #2740

Chicago, Illinois 60606

312/377-4000

map

Telephone Phone: 312/377-4000

Fax: 312/377-5000

Other offices 1728 Connecticut Avenue NW #2B

Washington, DC 20009

Phone: 202/525-5717

AdministratorP.O. Box 10330

Tallahassee, FL 32302

Christian R. Camara3900 Pearce Road

Austin, TX 78730

Julie DrennerP.O. Box 361195

Columbus, Ohio 43236

Alan Smith

Now who do we know on the West Coast in the Pacific Time Zone? One major player in this mix is in the Pacific Time Zone according to their “contact” page.

In the Heartland budget document “(1-15-2012) 2012 Heartland Budget.pdf ” in section 3, there’s also reference made to an employee that was let go that works out of the west coast home office. These are places to start asking questions.

UPDATE2: It seems Andrew Revkin, one of the first to publicly post about the documents without checking the veracity first, now agrees to the possibility of a fake (h/t A.Scott) :

“looking back, it could well be something that was created as a way to assemble the core points in the batch of related docs.”

Source: http://blog.heartland.org/2012/02/andrew-revkin-finds-journalism-religion-after-posting-fraudulent-document/

UPDATE3: 11:15AM 2/16/12 Megan McArdle at the Atlantic has even more evidence it is a fake. (h/t Bart)

It seems that the Koch Brothers had nothing to do with climate donations to Heartland, but they confirm they did donate for health care campaigns. Koch confirms in a press release that their contribution was for health care, not global warming:

The [Koch] Foundation gave just $25,000 to Heartland in 2011 (the only such donation to that organization in more than 10 years) and that funding was specifically directed to a healthcare research program, and not climate change research, as was erroneously reported.

McArdle writes:

Unless there’s an explanation I’m missing, that seems to clinch it–why would health care donations show up in their climate strategy report?  Unless of course, it was written by someone who doesn’t know anything about facts of the donation, but does know that the Kochs make great copy.

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Downdraft
February 16, 2012 10:05 am

Aren’t we lucky that bad people are usually also stupid people. Makes them easier to catch.
I looked at a couple of warmist blogs and was glad to see that they are attempting to be fair in their approach. Perhaps they realize this type of thing is detrimental to their causes, and that it could happen to them as well. However, the top story on DeSmogBlog does not acknowledge the fake, choosing instead to demonize Heartland again for providing any funding to anyone. At least they are consistent (wrong as usual).
To KR:February 16, 2012 at 8:40 am: I see nothing in the real Heartland docs that would be an issue with their tax status. Perhaps you can explain. Here is a link to the code: http://www.irs.gov/charities/charitable/article/0,,id=175418,00.html.

malcolm
February 16, 2012 10:19 am

TerryS says:
Curiously, the XMP toolkit used to generate the fake pdf was:
“Adobe XMP Core 5.2-c001 63.139439, 2010/09/27-13:37:26 ”
The XMP toolkit used to create one of the elements of desmog-fracking-the-future.pdf was:
“Adobe XMP Core 5.2-c001 63.139439, 2010/09/27-13:37:26 ”
I am not drawing any conclusions about this, just pointing out the coincidence.
Try Googling for “Adobe XMP Core 5.2-c001 63.139439, 2010/09/27-13:37:26” and look at the pages that come up. That string appears to be the version number of a DLL in a recent version of the toolkit. It’s too widely distributed to imply or tell you anything.

John from CA
February 16, 2012 10:24 am

Eric (skeptic) says:
February 16, 2012 at 10:02 am
===========
I think your original assessment was dead on target. The software installed for the Epson Printer simply uses the XMP engine version and millions of copies are in circulation. XMP is a very small part of the data that exists in the documents header. It would be interesting to see if a path to the host computer is also listed.

woodNfish
February 16, 2012 10:34 am

Andrew Revkin, “looking back, it could well be something that was created as a way to assemble the core points in the batch of related docs.”
So creating complete fabrications, not core points, is just an assembly of points to Revkin? I know some of you respect the guy, but I have yet to figure out why.

JJ
February 16, 2012 10:35 am

Hey Anthony – Check This Out.
Something is very peculiar about the “Climate Strategy” PDF file.
It very much looks like a scan. The text is pixelated and lossy, and there are “scan artifacts” all over it, as if it were an image resulting from a scan of a printed page. And it is. But it isnt just an image. The text is selectable.
Someone scanned a page, and then added invisible text on top of it. Hard to imagine why Heartland would have done such a goofy thing – type up a document, print it out, scan it back in, then retype the text over top. Easy to figure out why the miscreant forgers would: to make it easier for the useful idots to be able to copy and paste the “juicy parts” into their blogs.

JSmith
February 16, 2012 10:39 am

[snip. Enough with your baseless attempts at character assassination. ~dbs, mod.]

February 16, 2012 10:39 am

Whoever is funding Desmog is throwing good money after bad. But I’m happy to see them waste their money on an echo chamber populated by at most two dozen hard core head-nodders.
. . .
Next, as usual Connolley is being deceptive, this time by not admitting that the net annual human emissions are only ≈3% of the total, as reported by the IPCC.
And the extra CO2 is entirely beneficial to the biosphere. There is no downside. More is better: CO2 is completely harmless at current and projected levels, where it is still just a tiny trace gas comprising only 0.00039 of the atmosphere. Therefore, the narrative demonizing “carbon” must be prompted by an ulterior motive: Cap&Trade, which would do absolutely nothing regarding global temperature, but which would be a massive tax on already hard-bitten taxpayers.
Only the dishonest, and scientific illiterates support Cap&Tax. And only the dishonest, and scientific illiterates falsely claim that CO2 is a problem. Their own problem is that they cannot produce any verifiable examples of global harm caused by CO2. They are spreading a self-serving scare story.
The best thing we can do for the biosphere is to produce more coal, oil, and natural gas. Because the CO2 that is currently being produced is clearly greening the planet. And we all want a greener planet, don’t we?

February 16, 2012 10:44 am

DeSmog has been spinning a hilarious defense on their home page. Worth a guffaw for sure…although not enough to put a blip on their obviously pathetic traffic rank. I suspect the upcoming court cases will be far more entertaining. Anyhow, for further laughs, here’s the genius at DeSmog’s helm from the site’s own About page:
Jim Hoggan is [was?] one of Canada’s most respected public-relations professionals and the president and owner of the Vancouver PR firm Hoggan & Associates.
A law school graduate with a longstanding passion for social justice, Jim also serves as chair of the David Suzuki Foundation—the nation’s most influential environmental organization [LOL!]….
Jim is the co-founder of Stonehouse Standing Circle, an innovative public-engagement and communications think-tank, and the former chair of The Climate Project Canada—Al Gore’s global education and advocacy organization.
So, DeSmog, a tacky, pseudo-trendy marketing firm concoction, well-connected to the deep pockets of the usual suspects, has the chutzbah to comment on Hartland Institute’s pitiful budget. How incompetent can these “PR gurus” get? How long and what will it take for this comical warmist scam to finally explode and spatter the walls with its feces? Hello out there! Any new spins ro keep the show going? Come on! Connoley? Hoggan? Speak up, boys! Might as well do it here, where the real action is.

Genghis
February 16, 2012 10:47 am

I think this quote from Desmog is telling.
“The DeSmogBlog has received no direct communications from the Heartland Institute identifying any misstatement of fact in the “Climate Strategy” document and is therefore leaving the material available to those who may judge their content and veracity based on these and other sources.”
Desmog isn’t denying that the document isn’t a forgery, they are claiming that it is “Factually correct.” Where have we heard this before?
The document is clearly a forgery.

Eric (skeptic)
February 16, 2012 10:57 am

William Connolley, this is from Heartland: “We know enough about how the Earth’s climate works to know that biological and physical processes remove CO2 from the atmosphere at a faster rate when concentration levels are higher and release more heat into space when temperatures rise. These feedback factors and radiative forcings are poorly modeled or missing from the computer models that alarmists use to make their forecasts.”
They don’t imply that the CO2 rise is natural in this overview doc: http://heartland.org/ideas/global-warming-not-crisis You may find some other doc that implies the current CO2 rise is natural, but if you look carefully it probably doesn’t really say that.

John from CA
February 16, 2012 10:59 am

JJ says:
February 16, 2012 at 10:35 am
Hey Anthony – Check This Out.
==========
Great catch, that’s very revealing. If the type aligns perfectly to the scanned image, then the same font and application would need to be used to achieve the effect. They must have constructed a document, scanned it, placed the scan in background, changed the text to no color, and then made a PDF. I suppose they could have added the text using Acrobat Pro but it would take a lot of effort.
A bitmapped image doesn’t render selectable text in PDF so the document header information should be full of interesting information.

Scottish Sceptic
February 16, 2012 11:00 am

The question I really would like to know is what happens from here. Is there sufficient in what the Guardian, BBC or those nameless bloggers wrote to instigate a libel case. Will the heartland institute raise an official complaint with the BBC and press complaints commission in the UK?
If there is official action, where does e.g. Richard Black stand? Before this disclosure he was just able to use the excuse: “I base my opinion on well verified facts”. Now, it is very clear he does not verify his facts and it is also clear he was instrumental in trying to get this unsupportable smear of “deniergate” off the ground.
In other words, we now see that Richard Black is using his position in a publicly paid job to run a pro-warmist smear campaign.
In the normal course of events it would be impossible to see someone like Black keeping his job at the BBC … but this isn’t normal. This is an institutional wide smear campaign and it seems that he has guardian angels right at the top of the BBC.
So, can the BBC squash this, or will it flare up in their face?

JamesD
February 16, 2012 11:03 am

JJ Wrote: “Someone scanned a page, and then added invisible text on top of it. Hard to imagine why Heartland would have done such a goofy thing – type up a document, print it out, scan it back in, then retype the text over top.”
JJ, are you able to determine what part of the document has been altered?

JonasM
February 16, 2012 11:03 am

JJ says:
February 16, 2012 at 10:35 am
Hey Anthony – Check This Out.
Something is very peculiar about the “Climate Strategy” PDF file.

Many PDF scanners will also OCR the scanned images, and embed the text into the PDF along with the image. Nothing to get worked up about.

Bart
February 16, 2012 11:05 am

Megan McArdle has what appears to be a smoking gun. See “Update” near the bottom:

Unless there’s an explanation I’m missing, that seems to clinch it–why would health care donations show up in their climate strategy report? Unless of course, it was written by someone who doesn’t know anything about facts of the donation, but does know that the Kochs make great copy.

WasteYourOwnMoney
February 16, 2012 11:09 am

If a criminal investigation is pursued, whoever scanned the document may have done the authorities a big favor. This document, from Purdue University, describes techniques for determining what specific device that scanned a document “SOURCE SCANNER IDENTIFICATION FOR SCANNED DOCUMENTS” ( http://bit.ly/y8Z1Ur )
I’m thinking somewhere, perhaps on the west coast, an epson scanner may be heading for a landfill soon… Pity, throwing away a perfectly good scanner! That’s not very “sustainable”.

John from CA
February 16, 2012 11:15 am

JamesD says:
February 16, 2012 at 11:03 am
JJ Wrote: “Someone scanned a page, and then added invisible text on top of it. Hard to imagine why Heartland would have done such a goofy thing – type up a document, print it out, scan it back in, then retype the text over top.”
JJ, are you able to determine what part of the document has been altered?
========
JJ is right, the text is selectable online but it looks like the version posted is a 3rd version of the original — note the (3) in the filename. Did desmog add the selectable text?
http://www.desmogblog.com/sites/beta.desmogblog.com/files/2012%20Climate%20Strategy%20(3).pdf
One would need the original to look at the original document header information. A save as PDF would introduce changes. Can we get a copy of the unaltered original?

Jimbo
February 16, 2012 11:23 am

William M. Connolley says:
February 16, 2012 at 10:04 am
> charge that skeptics are “anti-science.”
Heartland certainly are; they are trying to mislead people into thinking that net natural fluxes of CO2 are greater than human fluxes.

References?

JJ
February 16, 2012 11:24 am

JonasM says:
Many PDF scanners will also OCR the scanned images, and embed the text into the PDF along with the image. Nothing to get worked up about.

I was not aware that OCR had been integrated like that. Seems like a reasonable explanation.

John from CA
February 16, 2012 11:37 am

JJ says:
February 16, 2012 at 11:24 am
JonasM says:
Many PDF scanners will also OCR the scanned images, and embed the text into the PDF along with the image. Nothing to get worked up about.
I was not aware that OCR had been integrated like that. Seems like a reasonable explanation.
========
Just took a look at Epson printer/scanners that include OCR. The purpose of OCR is to convert an image to text for word processing. I didn’t see one that retains the image at the same time but it makes sense for proofing so it may be a feature.

Rogelio
February 16, 2012 11:43 am

link to atlantic not working or article has been removed
REPLY: try now -A

JonasM
February 16, 2012 11:43 am

JJ says:
February 16, 2012 at 11:24 am
I was not aware that OCR had been integrated like that. Seems like a reasonable explanation.

I used to write document imaging software for the legal profession. OCR software, even 10 years ago, could produce the image coordinates of each word. Easy to embed into PDFs – the PDF specification allows for it. Pretty cool.

Bart
February 16, 2012 11:52 am

Jimbo says:
February 16, 2012 at 11:23 am
William M. Connolley says:
February 16, 2012 at 10:04 am
“Heartland certainly are; they are trying to mislead people into thinking that net natural fluxes of CO2 are greater than human fluxes.”
It depends on the meaning of the word “net”. Net incoming flux from nature is assuredly much greater than anthropogenic fluxes, to the tune of at least 32:1.
This is a lower bound. Nobody really knows net incoming and outgoing natural fluxes to a high degree of accuracy. From rock weathering to microbes in the soil, we seem to find new sources and sinks everyday.

Jimbo
February 16, 2012 11:59 am