
It seems esteemed NASA astronomer turned climatologist turned paid activist Dr. James Hansen of the Goddard Institute for Space Studies (GISS) has not been reporting some income that he is required by law to do. How long will NASA continue to look the other way? Chris Horner explains. – Anthony
A Summary of James E. Hansen’s NASA Ethics File
By Christopher Horner
NASA records released to resolve litigation filed by the American Tradition Institute reveal that Dr. James E. Hansen, an astronomer, received approximately $1.6 million in outside, direct cash income in the past five years for work related to — and, according to his benefactors, often expressly for — his public service as a global warming activist within NASA.
This does not include six-figure income over that period in travel expenses to fly around the world to receive money from outside interests. As specifically detailed below, Hansen failed to report tens of thousands of dollars in global travel provided to him by outside parties — including to London, Paris, Rome, Oslo, Tokyo, the Austrian Alps, Bilbao, California, Australia and elsewhere, often business or first-class and also often paying for his wife as well — to receive honoraria to speak about the topic of his taxpayer-funded employment, or get cash awards for his activism and even for his past testimony and other work for NASA.
Ethics laws require that such payments or gifts be reported on an SF278 public financial disclosure form. As detailed, below, Hansen nonetheless regularly refused to report this income.
Also, he seems to have inappropriately taken between $10,000 and $26,000 for speeches unlawfully promoting him as a NASA employee. This is despite NASA ordering him to return at least some of the money, with the rest apparently unnoticed by NASA. This raises troubling issues about Hansen’s, and NASA’s, compliance with ethics rules, the general prohibition on not privately benefitting from public service, and even the criminal code prohibition on not having one’s public employment income supplemented. All of this lucrative activity followed Hansen ratcheting up his global warming alarmism and activism to be more political which, now to his possible detriment, he has insisted is part of his job. As he cannot receive outside income for doing his job, he has placed himself in peril, assuming the Department of Justice can find a way to be interested in these revelations.
The following summarizes records produced by the Department of Justice to resolve litigation against the National Aeronautics and Space Administration (NASA) for refusing to comply with a Freedom of Information Act (FOIA) request regarding the required financial disclosures Dr. James Hansen, director of NASA’s Goddard Institute for Space Studies.
These records are his applications for outside employment or other activity (form 17-60), approvals and accompanying documents, and public financial disclosure (form SF 278).
As detailed in the American Tradition Institute’s lawsuit which yielded these records, Hansen suddenly became the recipient of many, often lucrative offers of outside employment and awards after he escalated his political activism — using his NASA position as a platform, and springboard. This began with a strident “60 Minutes” interview in early 2006, alleging political interference by the Bush administration in climate science.
Hansen acknowledged this timing on his website, noting that first he was offered an award of “a moderate amount of cash– $10,000″ by an outside activist group. He claims to have turned this down because of the nominating process (without elaborating what that meant), and because of the impropriety of appearing to be financially rewarded for his outspokenness (“I was concerned that it may create the appearance that I had spoken out about government censorship [sic] for the sake of the $”).
Given that Hansen makes no bones about his (often outrageous) outspokenness and activism being, in his view, part of his job, this surely is also another way of saying it would look as if he were having his NASA salary supplemented by appreciative activists and others. That would violate the criminal code, 18 U.S.C. 209.
Yet, as the offers soon became larger, Hansen changed his mind.
The records reveal that NASA initially was very direct in warning Hansen of his responsibilities and prohibitions relating to these activities, which covered the subject of his public employment. Later, after Hansen gained much media attention and condemnation of his NASA superiors for (falsely) claiming he had been “muzzled” (the second president named Bush he claimed had muzzled him), certain clear restatements of the law were dropped from the approval letters responding to his applications for outside employment.
NASA oversight of Hansen’s compliance with ethics-related reporting requirements similarly waned. At no point did they seek reconciliation of his serially conflicting attestations detailed here.
Improper Receipt of Outside Income Without Obtaining Advance Permission
Hansen’s 2009 speech at Dartmouth University for a $5,000 honorarium and up to $1,000 in expenses came in violation of the clear rule against promoting his appearances as, or emphasizing his job with, NASA. It also had not been approved. NASA’s Deputy Chief Counsel Laura Giza, after admonishing these violations, demanded he return the improperly obtained money:
“[Y]ou may not accept the offered honorarium and travel expenses. If you’ve already received this money, you need to return it to Dartmouth.
“Also, in the future, if you have not received word that one of your outside activity requests has been approved, or at least that the legal office has concurred in the request, you should contact the Goddard legal office about the request before engaging in that activity. NASA regulations require that you obtain approval for certain outside activities…prior to engaging in that activity. 5 CFR 6901.103(d).”
If there were further correspondence about this demand it would be in NASA’s document production, but there are no such records. The only lawful scenario, therefore, is that Hansen quietly agreed to the demand, but did not inform NASA whether he complied. Otherwise, NASA, Hansen, or both have violated the ethics and/or transparency statutes and regulation.
Yet subsequent financial disclosure forms show Hansen attesting to accepting even more money, between $5,001 and $15,000, for a 2008 speech at Illinois Wesleyan University for which his file, according to NASA, contains no request for permission to engage in this outside employment, or approval to do so (each a condition precedent to lawfully engage in the activity, and to accepting the money).
There is no correspondence about these two glaring discrepancies in his filings reflecting more apparently improperly accepted outside income than most federal employees will ever see in their careers.
In order to continue his employment Hansen would therefore be required to bring himself back in compliance with the ethics rules by returning the money, between somewhere more than $10,000, and $26,000.
Although Hansen reported the income from both honoraria, he did not report receipt of travel expenses for him to get there. This omission is a pattern in his filings, to the tune of surely tens of thousands of dollars for airfare, meals and lodging to locations all around the country and Europe, all required by ethics laws to be reported.
For example, consider these failures to report often elegant air and hotel/resort accommodations received on his SF278 as required by law (the amount of direct cash income received from the party providing him travel, as well, is in parentheses):
- Blue Planet Prize ($500,000), travel for Hansen and his wife to Tokyo, Japan, 2010
- Dan David Prize ($500,000), travel to Paris, 2007
- Sophie Prize ($100,000), Oslo Norway, travel for Hansen and his wife, 2010
- WWF Duke of Edinburgh Award, Travel for Hansen and his wife, London, 2006
- Alpbach, Austria (alpine resort)(“business class”, with wife), 2007
- Shell Oil UK ($10,000), London, 2009
- FORO Cluster de Energia, travel for Hansen and wife (“business class”), Bilbao, Spain, 2008
- ACT Coalition, travel for Hansen and wife to London, 2007
- Progressive Forum ($10,000)(“first class”), to Houston, 2006
- Progressive Forum ($10,000), to Houston, 2009
- UCSB ($10,000), to Santa Barbara, CA
- Nierenberg Prize ($25,000), to San Diego, 2008
- Nevada Medal ($20,000), to Las Vegas, Reno, 2008
- EarthWorks Expos, to Denver, 2006
- California Academy of Science ($1,500), to San Francisco, 2009
- CalTech ($2,000), travel to Pasadena, CA for Hansen and his wife, 2007
The following is an incomplete list of other travel apparently accepted to make paid speeches and/or receive cash awards but not reported on SF278 financial disclosures:
Boston, Washington, DC (twice); Columbus, OH; Omaha, NE; Wilmington, DE; Ithaca, NY (business class); Chapel Hill, NC; Deerfield, IL (Sierra Club “No Coal” campaign); Dartmouth, NH; Alberta, Canada (as consultant to a law firm helping run an anti-oil sands campaign), Stanford; Minneapolis; Missoula, MT
Other travel apparently accepted but not reported, to provide expert testimony including on cases involving federal policy:
California (Central Valley Chrysler-Jeep v. Witherspoon), Vermont (Green Mountain Chrysler Plymouth etc v. Torti)
Failing to Report Gifts
World Wildlife Fund gave Hansen an engraved Montres Rolex watch, which typically run $8,000 and up (2006), but which was not reported by Hansen on his SF 278 under “gifts”, which must be reported if valued at more than $260.
Failure to Report Receipt of Free Legal Services
On his website Hansen said he began accepting free legal services in 2006. These are not reported on his financial disclosures, as they should be.
Also, NASA’s document production shows him attesting to receiving more, separate free legal services in the form of an amicus brief drafted for he and a few others to intervene before the Supreme Court in Massachusetts v. EPA. This was not reported on his SF278, as required.
These lapses on both Hansen’s part and NASA demand scrutiny to determine how laws designed to protect the taxpayer are, or are not, being respected.
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This story has been updated to correct some small errors and formatting issues@ 8:15AM and 9:50AM PST 11/19/11
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LazyTeenager says:
November 19, 2011 at 4:35 am
Don’t you guys think it just a little strange that all these accusations and insinuations of criminal conduct by Chris Horner are all based on PUBLIC or DISCLOSED information.
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Yes, it is strange, but are you suggesting Hansen didn’t take the money? It’s clear that he did, he writes about it. Or, are you suggesting there isn’t anything inherently wrong with selling his office? Or do you believe our bureaucrats should openly accept graft for their advocacy and position? I’m wondering how much you’d howl if it became known some General was receiving payments from some foreign entity while he directly effected our various policies? I don’t accept that this behavior is O.K. I’m sorry this is some sort of hero to you guys, but when our government scientists are bought and sold, we’ve lost.
John from CA says:
November 18, 2011 at 7:01 pm
William B. Grubel says:
November 18, 2011 at 6:48 pm
Is there a way for a private citizen to sue or initiate criminal charges against NASA or Hansen or both? I’d be happy to lend my name to a lawsuit.
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Hansen is harmless, just ignore him or enjoy the antics. It’s pretty strange a NASA Scientist can get away with the antics but, given that he does, an ethics plea is “lost in space”.
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Hansen’s quite likely to be held accountable by the next administration in Washington. A certain senior US Senator from Oklahoma will see to it if he’s in the majority. Hansen’s an impotent little NASA pissant to be sure. But it appears he parlayed his employment into 7 figures of compensation from outside sources and possibly did it in a manner that was not entirely consistent with NASA policy and federal law governing this type of activity with regard to public servants. Hansen might not be a powerful public servant but he’s made some very powerful enemies in Washington who won’t hesitate to send the justice department after him once they control justice again. If I were Hansen I’d be thinking about leaving the country real soon now for some destination which has no extradition treaty with the U.S.
The leadership in NASA is contributing to Hansen’s activism by not enforcing the law and NASA policy. In doing so they are denigrating the good name of NASA.
Jimmy Haigh. says:
November 18, 2011 at 9:14 pm
“Where are all of the apologists? Only Rattus so far.”
They’re public employees and off the clock now. 🙂
>nofreewind says:
“This sounds like a Republican War on Science.”
i meant these comments. and i guess some of you don’t know how to see a Joke! (like my wife)
Hansen’s current supervisor apparently is Robert D. “Rob” Strain. Strain holds the position of the Goddard Center Director.
I have not seen any statements by Strain about Hansen’s behavior conflicting with his responsibilities.
Personally, I think it is wise to discourage Hansen from becoming a self-made martyr for the agenda’s supporting all the alarming/concernist AGW by CO2 from fossil fuels. It is a much wiser strategy to let him continue his highly visible public parody of science at GISS (like Pachauri at the IPCC). One benefit of that strategy is Hansen’s lack of credibility lessens the stature of his direct reports like the RC blog leader Schmidt. Hansen’s behavior as the head of GISS is the gift that keeps on giving credibility to skeptics.
So, dear Hansen-san, may we have more parody please? Thanks in advance.
John
How is any of what Hansen’s been doing consistent with being a NASA astronomer? I’ve never quite figured that out. Hansen is obviously being protected. When his protectors lose their influence, he’ll be in trouble. He better have an exit strategy.
jim hogg says:
November 19, 2011 at 3:07 am
Fenyman was certainly bright enough to know that you can’t prove a negative i.e. “no one is honest”.
All we can logically conclude from this is that Feynman is not honest. If Feynman were honest then he could not have made the claim that everyone is dishonest.
Hansen also needs to explain his “adjustments”. We have been given the formula, but no justification. Policy is being made, so “We the People” deserve to understand exactly what is going on. We all need to watch carefully and rail against the scientific and legal bullying going on. “They” do NOT know what is best for us. “They” DO know what is best for them.
Transparency is what I thought Obama meant by ” change”. Not so much.
In my experience, anyone playing this loosey goosey with finances, is probably the same when reporting income for taxes. Seems like a tax audit should follow. I wonder if anyone has sent a copy of this report to the taxman. A nightmare, I wouldn’t wish on my worst enemy. Oh well, we makes our bed, then we must lies in it. The last I heard, taxes cannot be paid with shinola. GK
Martin says:
November 19, 2011 at 7:24 am
. . . like say Corzine.”
Now that would be sad. Seriously, thousands of folks can’t get their funds for now, or maybe ever. No one knows where it all went. Here’s a link:
http://blogs.wsj.com/totalreturn/2011/11/10/trustee-to-mf-global-customers-keep-waiting/
nofreewind says:
November 19, 2011 at 8:21 am
Did you just say your wife is a joke? I don’t think she would appreciate that.
Proof reading your posts often helps. Helps get your emotional responses in check.
edrowland says:
November 18, 2011 at 9:22 pm
Inquiring minds want to know: how do you power a 12,000 watt projector from a wall plug that only produces 2,000 watts? That part must have been interesting too.
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Just spray it with water. The feedback from the water vapor will provide the missing power. 😉
Anybody remember Ken Hollis? While working as a Main Propulsion System engineer on the shuttle program, he started posting publicly-available information regarding the shuttle program on sci.space.shuttle. NASA ordered him to stop or be fired, hence the term:
Rattus, Lazy et al, I have to ask, do you see nothing wrong with anything that has been reported? Do you believe that this is legitimate activity by a government scientist? Or is it that you deny that any of these incidents occurred?
These are not the same sort of throwaway “big oil” accusations that are regularly, and baselessly, levelled at AGW sceptics and agnostics, Many of them are based on information apparently volunteered by Hansen who seems completely unembarrassed by his actions.Does this not concern you at all?
Laws for the little people, like you and me, are to control our activities, to keep us within bounds. As such they cannot be ignored. Laws for the big people, the rich and the powerful, are to facilitate their activities. As such they are malleable.
Those who act are granted wiggle room; those who are acted upon, must stand still.
As long as the bureaucrats run NASA and GISS Hansen is untouchable. He can pimp himself to all the wacky AGW and environmental causes and make tons of money.
What bugs me about Hansen is his utter lack of fashion sense. EVERYONE knows you never wear a gold Rolex with handcuffs. How gauche!
prosecutions under the false claims act
http://www.google.com/#sclient=psy-ab&hl=en&source=hp&q=prosecutions+under+the+false+claims+act&pbx=1&oq=prosecutions+under+the+false+claims+act&aq=f&aqi=q-w1&aql=&gs_sm=e&gs_upl=3937l16094l0l16937l41l34l0l3l3l6l829l9530l1.4.3.3.5.3.4l25l0&bav=on.2,or.r_gc.r_pw.,cf.osb&fp=dcc84c4c7dd2e143&biw=1152&bih=562
If it is all that bad . . . there will be someone who will complete a fishing expidition . . .
Dave Springer (a man whose comments I enjoy reading) . . . no argument there dave . . And I don’t see a claim from Feynman that his statement applied only to others. But some of us try very hard to be honest in all that we do. Others don’t give a monkey’s . . . And I agree with the poster who made the point that it would be strange if someone who was dishonest in their public activities wasn’t dishonest in their scientific endeavours.
It sometimes seems as if there’s more dishonesty in science these days but that’s probably due to greater public access to and availability of research info, background stuff like sponsorship and, policy advocacy activities. It’s unlikely that human nature has changed much since Einstein’s or Newton’s time. It’s one of those things we’ve got to be on the alert for all the time, regardless of which part of the political spectrum or side of the warming argument it comes from.
Hansen is probably miffed he can’t squeeze as much cash out of hysterical global warming fear mongering as Al Gore.
Al is a professional at getting rich off the Glowball Warming thingie . . . Hansen is a rank amateur, almost child like in his inability to make really big coin.
Sad really, he could have been a contender.
I have a small and anonymous job at a National Laboratory. Every year I have to have ethics training, which includes disclosure of outside income and acceptance of gifts. Any outside income must be approved and also reported, no matter how much. No gifts may be accepted at all, that have any more value than about $10, which covers accepting free calenders and mugs. I cannot imagine that the rules at NASA are much different than that. If indeed Dr. Hansen is accepting income outside of NASA, and finds it onerous to get it approved, then I really don’t understand why he doesn’t just retire from NASA, start receiving his retirement income, and become a full-time lecturer and political advocate. As others have mentioned, it would appear that he feels himself above such petty concerns. However, if NASA is run like the place I work, the politics usually take precedence over rules and regulations, and rules are applied depending on your job title and who you go golfing with. It is very possible that the people who should be confronting James have been told, in no uncertain terms, to leave him alone. Therefore, it may not be a James Hansen problem so much as a NASA problem.
Hansen has clearly leveraged his position for all its worth. Is this corruption? A felony? I don’t know the answer, although judging by the article, Chris Horner seems to think it is.
Then there is the moral dimension. Should we judge today’s actions by the high moral standards that were in place 50 years ago? In some quarters Hansen would be regarded as a role model – how to acquire positions of power or influence only to then use these positions as levers to self enrichment. In one sense, those positions are merely the means to an end.
In the UK, the age of public spirited politicians entering parliament for the good of their country is a long gone nostalgia. Politics is a career decision where the attainment of ministerial power is a stepping stone to using those connections to acheive lucrative positions as “consultants” for global corporations.
Hansen has just taken this career model further and faster then anyone before him. Even Blair had to leave office before taking up lucrative consultancies. And the field of science is not top of the list for such a self serving career model. But when lady luck roles the dice – when you have both reached the pinnacle in your field AND your field has been voraciously monetized by rent seeking corporations AND you have the ears of the media and the gratitude of billion dollar global advocacy groups – when you have all these things knocking at your door, you would need to be a Mother Theresa to turn them down.
Hansen is just a man of our times.
Pay no attention to the men behind the curtains!!
In the meantime, millions starve from food shortages caused by drought, flood, fire and increased ocean salinity/acidity. Millions lose their homes and livelihoods, suffer terrible losses. Wars ensue. In the animal world, mass extinctions over the next 30 years are predicted. It’s not pretty.
And get ready for more, folks! Warm air holds MORE moisture….more torrential rains and floods ahead. Rising sea levels will make some Pacific islands disappear and lots of coastline will recede. http://www.guardian.co.uk/environment/2011/nov/17/ipcc-climate-change-extreme-weather/print
We can debate all day about Hansen’s reporting/not reporting income. Wouldn’t it be smarter to heed the science and be smart people who get together to clean up this mess we have made?
Gary Mount, at 12:08 am said,
“Don’t you think that the space shuttle Challenger and Columbia disasters did some harm to the reputation of NASA?
It was just pure luck that no astronauts were killed in space during the moon shot. Let some other nation go back to the moon and win the prize of having the first dead astronaut on the moon.”
Doesn’t anyone remember the genesis of the Columbia disaster? Freon based foam was replaced with its environmentally friendly foam. And despite the lone meteorite theory and the landing gear theory and all the rest, the engineers finally nailed the faulty foam.
NASA putting green myths ahead of science? Say it isn’t so…but we can’t. Perhaps we ought to look back in history to see if there were others at NASA who benefited from promoting their pet agendas at the expense of those who had to go into space with less than the best.
pbh