Knobs

Guest Post by Willis Eschenbach

Andrew Lacis and the good folks at GISS have a new paper, Atmospheric CO2: Principal Control Knob Governing Earth’s Temperature, Andrew A. Lacis, Gavin A. Schmidt, David Rind, Reto A. Ruedy 15 OCTOBER 2010 VOL 330 SCIENCE [hereinafter “Lacis10”]. Although most commenters have dismissed their work as being derivative and not containing anything new, I find that they have actually made a couple of unique and novel errors. I have two main difficulties with their paper. I have a problem with one of their theoretical claims, and I also have large issues with their model results. First, the theoretical claim. Lacis10 says:

Because the solar-thermal energy balance of Earth [at the top of the atmosphere (TOA)] is maintained by radiative processes only, and because all the global net advective energy transports must equal zero, it follows that the global average surface temperature must be determined in full by the radiative fluxes arising from the patterns of temperature and absorption of radiation. This then is the basic underlying physics that explains the close coupling that exists between TOA radiative fluxes, the greenhouse effect, and the global mean surface temperature.

Figure 1. Global Energy Budget from Trenberth et al.

Let me examine this claim one piece at a time.

They start by saying:

Because the solar-thermal energy balance of Earth [at the top of the atmosphere (TOA)] is maintained by radiative processes only …

This is not clear. What does “maintained” mean? I think they mean that on average outgoing radiation must perforce equal incoming solar radiation, which is true. As seen in Fig. 1, 341 W/m2 of incoming solar is balanced by the 102 W/m2 of reflected solar plus 239 W/m2 of outgoing longwave.

Next they say:

… and because all the global net advective energy transports must equal zero, …

“Advection” is defined by the American Meteorological Society as  “the process of transport of an atmospheric property solely by the mass motion (velocity field) of the atmosphere;”

Since advection merely moves energy around, you’d think that advection wouldn’t change the average global temperature. However, while energy is conserved, temperature is not conserved. Suppose we take two equal areas, say the part of the planet from 30N to 30S (average 25°C) and the rest of the planet including the poles (average 4°C).

Advection (also called “atmospheric transport”) moves about 20 W/m2 from within the tropical and subtropical area of 30°N/S to the temperate and polar area outside of 30°N/S http://www.sp.ph.ic.ac.uk/~arnaud/PAPER/Czaja_Marshall_jas06.pdf. Using blackbody calculations for simplicity, from the 20 W/m2 energy transfer the equatorial area cools by three degrees, while the same area at the poles warms by five degrees. And as a result, the average temperature of the two areas warms by a full degree, simply from advection.

So while the authors are entirely correct to say that the net advective energy transports equals zero, the same can not be said about the effect of net advective energy transport on temperature.

However, let’s ignore that. Let’s say that both of those statements are true for the purposes of this analysis. Given those statements, they then say:

… it follows that the global average surface temperature must be determined in full by the radiative fluxes arising from the patterns of temperature and absorption of radiation.

Here’s where we really part company, on two points. First, surface temperature is not determined in full by the radiative fluxes”. There are also sensible heat fluxes from the surface to and through the atmosphere (conduction/convection, called “Thermals” in Fig. 1) as well as latent heat fluxes (evaporation and transpiration, or “Evapo-transpiration in Fig. 1). Both of these cool the surface without changing the TOA “solar-thermal energy balance of the earth.” Either I don’t understand their conclusion, or I disagree with it. What am I missing?

Second, there is no logical “it follows” path to get from the two statements

“solar in = solar + longwave out”

and

“net advective energy transport = 0”

to their conclusion

“global average surface temperature must be determined in full by the radiative fluxes”.

I cannot think of, and they do not provide, any logical chain of reasoning that connects the third statement to the first two.

So that’s the theoretical problem with the paper. They claim that the surface temperature of the planet is “determined in full by the radiative fluxes”. I say no.

Next, the model problem. They base all of their claims on making very large changes in the variables of the GISSE global climate model. The model problem is that like many other climate models, GISSE has the cloud feedback backwards. The GISSE model says that clouds are a positive feedback. There’s a good study of the question by De-Zheng Sun et al., 2009, Tropical Water Vapor and Cloud Feedbacks in Climate Models: A Further Assessment Using Coupled Simulations, Journal of Climate, 22, 1287–1304 [hereinafter Sun09].

Among other things, Sun09 says:

A more serious concern raised by the study of Sun et al. (2006) is the finding of a common bias in the simulation of the cloud albedo feedback in the leading climate models: with the exception of the GFDL model, all the models they analyzed in that study underestimate the response of cloud albedo to the surface warming.

This finding from Sun 2006 were reconfirmed in Sun09. Here’s an illustration of the problem:

Figure 2. Solar (albedo) cloud feedback (blue bars), cloud longwave (yellow bars), and net cloud feedback (red bars) in models and observations of the equatorial Pacific (5°S-5°N, 150°E-250°E). Net feedback is the sum of the longwave and albedo feedbacks. Period of study 1983-2004. DATA SOURCE Sun09 Table II. See Sun09 notes for Table I and Table II for details on the data.

Note the errors in the modelled albedo feedback (blue bars). In the tropics, solar albedo feedback works as follows. Increasing warmth means increasing clouds. Increasing clouds means more sunlight is reflected into space. This cools the earth, and is a negative feedback.

While most of the of the models at least get the sign of the cloud albedo (solar reflection) feedback correct (more clouds means less sunshine hitting the earth, a negative feedback), the UKMO Hadgem1 and the GISS EH models don’t even get the sign of the albedo feedback correct. The rest of the models underestimate the size of the albedo feedback, with values as low as 16% of the observed cloud albedo feedback.

There are also a very wide range of values for the longwave, some of which are very small compared to the actual observations.

In addition to the albedo and longwave problems, a larger issue is the net cloud feedback (red bars). All but one of the models show positive net cloud feedback. The observations and one model show negative feedback.

Now, the Lacis10 authors are using their model to determine (among other things) what happens in the deep Pacific tropics when the non-condensing GHGs are removed from the atmosphere.

Obviously, the first thing that would happen if GHGs were removed is that the planet would start to cool. The immediate response in the tropics would be that daytime cumulus would decrease. This would allow more sunshine to heat the earth, which would be a negative feedback on the cooling from the lack of GHGs.

In addition, the number of tropical thunderstorms would decrease. This would slow the Equator-to Poles atmospheric transport. Once again, this would warm the earth, and would also be a strong negative feedback on the cooling.

The GISS model, on the other hand, says the opposite. It says that as the Earth cools from the lack of GHGs, the change in clouds would make it cooler yet … and unsurprisingly, it says that the net result would be that the planet would spiral into a permanent snowball. Fig. 3 is a figure from the Lacis10 paper, showing how they think it would evolve:

Figure 3. Lacis10 description (their Fig. 2) of the evolution of GISSE model when non-condensing GHGs (everything but water vapor) is removed.

I find this graph quite odd. Immediately after the GHGs are removed, surface temperature starts to drop. That makes sense. But concurrently, there is a steep increase in clouds, from 59% coverage to 69% coverage in one year. This doesn’t make sense. A warmer world is a wetter world. A warmer world is a world with more moisture in the air, and a world with more rainfall and more clouds. Conversely, a cooler world is a dryer world, with less clouds. What would cause the modelled clouds to increase in coverage as the earth cooled? This may be related to the reversed sign of the GISS albedo feedbacks shown in Fig. 2.

(In addition, the GISS Model E normally shows about 10% less cloud coverage than the real Earth. See Present-Day Atmospheric Simulations Using GISS ModelE, (PDF 2.2 Mb), page 169.)

Finally, Fig. 4 shows the atmospheric transport feedback and the total atmospheric feedback, again from Sun09. This is the net cloud feedback shown in Fig. 2, plus the water vapor feedback and the atmospheric transport feedback. (Water vapor feedback is similar in observations and models, and is not shown.)

Figure 4. As in Fig. 2, for atmospheric transport feedback (blue bars) and total atmospheric feedback (red bars). Total atmospheric feedback is the sum of the feedbacks of water vapor, cloud longwave, cloud shortwave, and atmospheric transport. Fewer models are shown than in Fig. 2, because of lack of data for the remainder. See Sun09 for details.

As with the net cloud and the cloud albedo feedbacks, the atmospheric transport feedback is also underestimated by many models. Atmospheric transport is the movement of energy out of the Equatorial area of the study. This transport of energy out of the area increases as the temperature goes up, so it is a negative feedback. It reduces the size of an expected increase.

And as a result of all of the model underestimations, the net feedback for the observations is much larger than any of the models. And indeed, some of the models go so far as to claim positive feedback in the deep tropics area studied.

So that’s my second problem with the Lacis10 paper. Given the huge variation in the feedbacks of the different models, and given that all but one of them show positive cloud feedback in the tropics, there is absolutely no reason to place the slightest credence in the GISS ModelE results reported in Lacis10. Let me close with this quote from James Hansen, pp 2-3 (bulleting mine):

2.4 Principal Model Deficiencies [of the GISS ModelE climate model]

Model shortcomings include

• ~25% regional deficiency of summer stratus cloud cover off the west coast of the continents with resulting excessive absorption of solar radiation by as much as 50 W/m2

• deficiency in absorbed solar radiation and net radiation over other tropical regions by typically 20 W/m2

• sea level pressure too high by 4-8 hPa in the winter in the Arctic and 2-4 hPa too low in all seasons in the tropics

• ~20% deficiency of rainfall over the Amazon basin

• ~25% deficiency in summer cloud cover in the western United States and central Asia with a corresponding ~5C excessive summer warmth in these regions.

I mean, how could you not trust a model with specs like that?

w.

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December 9, 2010 11:52 am

So if those four molecules of CO2 out of 10,000 other molecules are removed, world wold cool to -20°C??? This is worse than one would thought. This beats even those mythical 33K effect, allegedly caused by hundreds of water vapor molecules + those four poor CO2 molecules.
Sahara region has minimum humidity and its overall “greenhouse effect” is much reduced. It is missing not just four molecules of CO2, but dozens to hundreds of molecules of H2O. And its night temps are not any close to -20°C.
Maybe those guys are mixing foots, meters, pounds, Fahrenheits and Celsius altogether. At the end, Gavin is British. There is no other reasonable explanation.

Gina
December 9, 2010 11:57 am

If you look at the upper atmosphere as a system, the flux is determined by the temperatures at both its boundaries, and the temperature of its lower boundary is affected by the atmosphere below it. So, yes, the lower atmosphere’s heat transfer activity definitely affect the upper atmosphere’s flux.

Baa Humbug
December 9, 2010 12:19 pm

Thankyou Willis
The claim that the planet would spiral into an ice ball if (NC)GHGs were removed from the atmosphere interests me because I was told this very same thing in a discussion at Judith Currys weblog by Chris Colose. He cited the Lacis paper.
To keep a long story short, here is the relevant part of his answer cut n pasted

“In simulations of a greenhouse free atmosphere by Lacis (as well as other papers), the albedo of the planet actually increases substantially. This is, in part, due to the prospect of a runaway icehouse planet, with most or all of the oceans freezing over. This increases the total planetary albedo to over 30%, resulting in temperature even colder than the 255 K value above.”

So their train of thought as I understand it is Cooler T’s = More Ice = Higher Albedo = Cooler Ts etc. that seems to make sense.
But as you say, cooler Ts =reduced cloud cover = more sunshine hours = more warming.
How would we crunch these numbers?

Ed P
December 9, 2010 12:20 pm

I’m puzzled by these models. Why does the rotation of the earth and the seasonal variations (which move the peak incoming energy from tropic to tropic through the year and therefore alters the energy received by the cloud bands) not feature? There’s also the energy input from magnetic fields, solar winds of ionised particles and gravity. How can a climate theory be robust without consideration of all inputs?

EthicallyCivil
December 9, 2010 12:21 pm

Wait — *why* do advective transfers net zero? I’m thinking about a thermal (dry air convection) here. If I’m convectively lifting warm energetic mass to altitude were it then radiates and thus further cools below the adiabatic expansion temperature, it then has less energy when it descends.
Maybe I’m missing something.

Admin
December 9, 2010 12:22 pm

Willis, thanks so much for this essay. Don’t forget to title it. The title was blank so I added a generic title of “knobs”. – Anthony

Vince Causey
December 9, 2010 12:26 pm

“So that’s the theoretical problem with the paper. They claim that the surface temperature of the planet is “determined in full by the radiative fluxes”. I say no.”
Just guessing here, but I imagine they are taking a blackbody approach. If they assume a radiative flux controls temperature, then they may well conclude that
T^4 = radiative flux / sigma.

Baa Humbug
December 9, 2010 12:31 pm

??????? Eyeballing the Lacis Fig2 (Willis Fig3) temperature drops fairly uniformly by ~30DegC in 10 years, Column WV drops ~75% in those 10 years but cloud cover not only jumps ~10% in the first year as Willis indicated, but it keeps rising very slightly for another ~10yrs. Whats Up With That?

Baa Humbug
December 9, 2010 12:34 pm

Anthony Watts says:
December 9, 2010 at 12:22 pm

Willis, thanks so much for this essay. Don’t forget to title it. The title was blank so I added a generic title of “knobs”. – Anthony

Ahaha haha haha I spilt my morning coffee. Chest Hair Warming.

Colin from Mission B.C.
December 9, 2010 12:38 pm

Noticed the lagging title. Mr. Watts, an apt header and I encourage Mr. Eschenbach to adopt it. I always enjoy fine wordsmithing, and this is a fine double entendre.

Scott Covert
December 9, 2010 12:39 pm

If I’m not mistaken, a cursory look at their theory would mandate an eternal ice age on our planet…
Wait, their assumption doesn’t work with water being present on the earth’s surface.
They have left out the whole water cycle. Not all of the sun’s energy stays in our atmosphere as thermal energy. Enthalpy and latent heat of vaporization trap the sun’s energy keeping is stored like a battery.
Watching cars come and go on the highway doesn’t tell you how many cars are in the city. Slowing the cars that are leaving adds more cars but the total is still unknown.

Owen
December 9, 2010 12:43 pm

There is one elephant in the room that I’ve never seen answered – It is so obvious (to me) that I am amazed that this isn’t discussed:
At any point in the atmosphere, scattered IR radiation goes in all directions. It matters not HOW MANY layers there are, ALWAYS over half the scattering is outward. Due to the geometry of the Earth, the MAXIMUM greenhouse effect is slightly less than half the outgoing IR. There can be no argument here, it is simply impossible for even half the energy to be scattered Earthwards.
In the diagram in the post, we have 333/(333+356) =48.33%. This is surely close to the absolute maximum Greenhouse effect possible.
Using the energy balance from NASA, it works out at 46%. Either way, increasing greenhouse gases cannot possibly return anymore IR energy to the Earth.
I am surely wrong. It can’t be this simple to invalidate the whole AGW fraud?
Can some of the Active Scientists here please invalidate my argument?

Gary Hladik
December 9, 2010 12:44 pm

Wouldn’t it be more accurate to say that the energy balance of the whole earth system (land, ocean, atmosphere) is determined by the TOA radiative balance? And that the radiative balance is determined by factors such as CO2, water vapor, clouds, ice cover, atmospheric advection, etc?

jorgekafkazar
December 9, 2010 12:46 pm

“solar in = solar + longwave out” and “net advective energy transport = 0″
It sounds to me like they’re looking at an imaginary sphere corresponding to the “boundary” of the upper atmosphere. No energy crosses that boundary except radiative energy. The advective flow across that boundary is zero. Getting to their next sweeping statement is not clear to me:
“global average surface temperature must be determined in full by the radiative fluxes”.
That neglects the polar – equatorial convective flux, as you point out, and also neglects the fact that it’s not just the surface that is radiating, but the entire atmosphere. And the thermosphere, but that’s a subject for another day…

December 9, 2010 1:05 pm

I’m not a climate researcher, nor am I currently a scientist at all; but my degree is in geology (BS) and one thing I do know is that at different times in the Earth’s history there were much greater concentrations of atmospheric CO2 than there are today, and the climate did not “tip” over into a runaway greenhouse effect.
Stripped of all the spin, this can only mean that (1) CO2 is NOT the driver for global temperatures, and (2) that there are mechanisms in existence that can strip out large amounts of CO2 from the atmosphere and sequester it.
This up-and-down CO2 cycle is a fact that current climate models do not handle. Until they can, it seems to me we can do no other than realize that there are mechanisms in play of which we have not yet the slightest understanding. We’re akin to prehistoric man wondering why the Sun was warm and having no clue about electromagnetic radation.

Baa Humbug
December 9, 2010 1:11 pm

Scott Covert says:
December 9, 2010 at 12:39 pm

Watching cars come and go on the highway doesn’t tell you how many cars are in the city. Slowing the cars that are leaving adds more cars but the total is still unknown.

Love it. Would you mind if I Plagi…Plage…Plagy…copy it?

anna v
December 9, 2010 1:13 pm

We just had 45 days of weather in Greece that have little to do with radiation and all to do with convection. Southern winds kept temperature minima at 15C with maxima often 22C, wind coming from Africa. Fortunately southern winds brought clouds, that’s why temperatures did not become 30C as they practically were in Crete.
The next 24 hours the temperatures will drop 15C because the winds will be coming from Russia and Siberia. What radiation? It is the same sun shining all the time.
The basic flaw in this paper, in my opinion, is that it thinks that nature can separate green house gasses, that the photons know if the greenhouse gases are CO2 or H2O.
Hand waving “H2O is variable while CO2 is cumulative” does not make a scientific argument and is indicative of scientific cognitive dissonance. In order for their model to have clouds, it means that moisture is not 0 so there exist green house gases which will be something like 5% less on average than if the CO2 were there. That is all. A small drop in temperature but no negative feedback.

Dave Wendt
December 9, 2010 1:15 pm

Evans and Puckrin 2006, a study which used spectral analysis to quantify the separate contributions of the various atmospheric component gases to total downwelling long wave radiation at the surface
http://ams.confex.com/ams/Annual2006/techprogram/paper_100737.htm
found that in the presence of DLR from H2O of more than 200W/m2 the DLR attributable to CO2 was dramatically suppressed, from being a 1/4 to 1/3 of 105- 125 W/m2 total DLR in cold dry winter conditions to being only 4% of 250+W/m2 hot moist summer conditions. The observational work for this study was done in Canada, since total DLR at Tropical and subTropical latitudes is usually in the range of 350 to 400+W/m2 this would suggest that, at latitudes where TSI is most additive the global energy budget, CO2 is a very minor contributor to the “greenhouse effect”.
Given the dramatic decline in surface temps their model shows with the removal of nonH2O GHGs, it would appear that the model doesn’t take this factor into consideration.
Admittedly they are talking about TOA rather than surface measurements, but since radiative activity is theoretically mostly symmetrical, that wouldn’t seem to cancel the effect.
I would point out that the observed effect was not only present in the observations, but that it was almost exactly predicted by the model E & P used to predict past levels of surface DLR (see Table 3b), a model which appears to be more accurate than most.

Moritz Petersen
December 9, 2010 1:16 pm

Thank You Willis,
your last two posts and the discussion in the comments were very interesting. Before I read these, I just swallowed the notion that weather != climate, and that climate models could do something, that weather models can not: long term forecasts. Being an aerospace engineer, I know that applying anything close to the pure Navier Stokes Equation in a system with any lifelike complexity is impossible with current technology. I’m just thinking about the immense effort of simulating a two-phase-fluid in a single channel between two blades of a turbine. So I assumed that they used statistical methods. Hearing in your last post, that they don’t, was an eye opener: These models can not possibly work. That they further more, don’t exhibit the statistical properties of reality proves that they are BS. The whole excuse that their models calculate a climate (a statistic) and not weather is BS.
The next look at the model results reveals, that the graphs shown in the media are the “anomalies”, while the real results are usually several tenths of a degree off, with the 95% area of the measured data and the simulated data rarely overlapping. This alone would mean in any other field of study, that the models are false.
Comparing the anomalies means effectively adding the difference between average observed measured data and average simulated data and thereby correcting the model.
I also work with models that have a semi-predictable error, so I know that some programs produce overly optimistic or pessimistic results, but do this consistently. Sometimes I can calculate an error-constant if the shapes of the curves are similar with an nearly constant offset. But I can only interpolate such offsets between measurements and simulations within the measured field of data, but never extrapolate (And continue to call myself an engineer).
None of these climate models do not produce a constant offset, furthermore the situation in the next century is (allegedly) significantly different than in the last century, so one would have to do invalid extrapolations.
Then there is the holy grail of Global Warming: The feedbacks. The larger standard deviation of the simulated data and its derivatives of your last post made me suspicious, because it looked like a oscillation with too much amplitude which would mean that there is something fundamentally wrong with the feedbacks, dampening or delays/momenta. This post confirms this suspicion by showing that the feedbacks are apparently not based on empiric data (what ARE these models based on?)
Greetings
Moritz
PS: please excuse my spelling and grammar errors. I am German, and English is my second language.

HankHenry
December 9, 2010 1:17 pm

Are they arguing that a car radiator works just as well when the water pump stops advecting?

kwik
December 9, 2010 1:19 pm

You know, that computer they use……… Format C: comes to mind….

tallbloke
December 9, 2010 1:34 pm

Anthony Watts says:
December 9, 2010 at 12:22 pm (Edit)
Willis, thanks so much for this essay. Don’t forget to title it. The title was blank so I added a generic title of “knobs”. – Anthony

Willis, don’t you dare change it. We brit’s fully appreciate Anthony’s unintended double entendre

James Chamberlain
December 9, 2010 1:34 pm

“Knobs” Best title for an article about CAGW researchers. Ever.

old construction worker
December 9, 2010 1:46 pm

Thanks Willis. Nice job, even an old book keeper can follow.

Scott Covert
December 9, 2010 1:47 pm

Baa Humbug says:
December 9, 2010 at 1:11 pm
Scott Covert says:
December 9, 2010 at 12:39 pm
Watching cars …{snip}…is still unknown.
Love it. Would you mind if I Plagi…Plage…Plagy…copy it?
Absolut.. abs.. um …. Yea, go ahead.

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