Guest Post by Willis Eschenbach
The current climate paradigm believed by most scientists in the field can be likened to the movement of balls on a pool table.
Figure 1. Pool balls on a level table. Response is directly proportional to applied force (double the force, double the distance). There are no “preferred” positions—every position on the table is equally attainable and probable.
The current climate paradigm is as linear and as mechanistic as that pool table. At its heart is the belief that the controlling equation for the future evolution of the climate is:
Forcing Change of 3.7 watts/metre^2 = 3°C Surface Temperature Change
This can also be written as:
∆T = λ ∆Q
where ∆Q is the change in forcing, ∆T is the change in temperature, and lambda (λ) is the climate sensitivity of 3°C / 3.7 w/m2 = 0.8 degrees C for each additional watt/m2 of forcing.
Everything else is claimed to average out, leaving only that relationship. The ratio between the imposed forcing and the supposed resulting temperature change is assumed to be a constant, called the “climate sensitivity”. There is much discussion as to the value of the climate sensitivity, which swirls around whether there is net positive or negative feedback from things like clouds and water vapor. According to the prevailing theory and equation, if the climate sensitivity is high, a small forcing change is said to cause a larger temperature change, and vice versa.
Me, I don’t believe that equation one bit. I discussed problems with the equation in “The Cold Equations“. For me, the idea that surface air temperature slavishly follows forcing goes against everything I know about complex natural flow systems. I cannot think of any complex natural flow system which is linear in that manner with respect to its inputs. I find it completely astounding that people actually believe that the global climate system, with all of its intricate feedbacks and forcings and resonances and chaotic nature, is that linearly simple. But that is the current paradigm for the climate, a completely linear system.
I am neither a climate sceptic, nor an AGW believer, nor an agnostic on the subject. Instead, I am a climate heretic. I think that the dominant climate paradigm is completely incorrect. I hold that there is no level pool table. I say that there is no constant “climate sensitivity”. Instead, there are preferred states. I say, and have discussed elsewhere, that the temperature of the Earth is kept within a fairly narrow range through the action of a variety of natural homeostatic mechanisms.
So what is a homeostatic mechanism when it’s at home?
The concept of “homeostat” is a more general version of the word “thermostat”. A thermostat keeps temperature the same. A homeostatic mechanism keeps something the same. A familiar version is the “cruise control” of a car, which keeps the car’s speed the same. Per Wikipedia, homeostasis is “the property of a system, either open or closed, that regulates its internal environment and tends to maintain a stable, constant condition.” Not a bad definition. It is a natural governor which regulates some aspect of the system.
The first thing to understand about climate homeostasis is that it has nothing to do with feedback. This is because in general the controlling mechanism involves a regime shift, rather than a variation in some feedback value. The current furore about the exact level of feedback in the system, while interesting, is not directly relevant, as variations in feedback are not a feature of the control mechanism.
To see why the control mechanism regulating the earth’s temperature does not involve feedback, here is the evolution of the day and night in the tropical ocean. The tropical ocean is where the majority of the sun’s energy enters the huge heat engine we call the climate. So naturally, it is also where the major homeostatic mechanism are located.
At dawn, the atmosphere is stratified, with the coolest air nearest the surface. The nocturnal overturning of the ocean is coming to an end. The sun is free to heat the ocean. The air near the surface eddies randomly.
Figure 2. Average conditions over the tropical ocean shortly after dawn.
As the sun continues to heat the ocean, around ten or eleven o’clock in the morning there is a sudden regime shift. A new circulation pattern replaces the random eddying. As soon as a critical temperature/humidity threshold is passed, local circulation cells spring up everywhere. These cells transport water vapor upwards to the local lifting condensation level. At that level, the water vapor condenses into clouds as shown in Figure 3.
Figure 3. Average conditions over the tropical ocean when cumulus threshold is passed.
Note that this area-wide shift to an organized circulation pattern is not a change in feedback. It has nothing to do with feedback. It is a self-organized emergent phenomenon. It is threshold-based, meaning that it emerges spontaneously when a certain threshold is passed. In the “wet” deep tropics there’s plenty of water vapor, so the major variable in the threshold is the temperature.
Under the new late-morning cumulus circulation regime, much less surface warming goes on. Part of the sunlight is reflected back to space, so less energy makes it into the system to begin with. Then the increasing wind due to the cumulus-based circulation pattern increases the evaporation, reducing the surface warming even more by moving latent energy up to the lifting condensation level.
Note that the system is self-controlling. If the ocean is a bit warmer, the new circulation regime starts earlier in the morning, and cuts down the total daily warming. On the other hand, if the ocean is cooler than usual, clear morning skies last later into the day, allowing increased warming. The system is regulated by the time of onset of the regime change.
Let’s stop at this point in our examination of the tropical day and consider the idea of “climate sensitivity”. The solar forcing is constantly increasing as the sun rises higher in the sky. In the morning before the onset of cumulus circulation, the sun comes through the clear atmosphere and rapidly warms the surface. So the thermal response is large, and the climate sensitivity is high.
After the onset of the cumulus regime, on the other hand, much of the sunlight is reflected back to space. Less sunlight remains to warm the ocean. In addition to reduced sunlight there is enhanced evaporative cooling. Compared to the morning, the climate sensitivity is much lower. The heating of the surface slows down.
So here we have two situations with very different climate sensitivities. In the early morning, climate sensitivity is high, and the temperature rises quickly with the increasing solar insolation. In the late morning, a regime change occurs to a situation with much lower climate sensitivity. Adding extra solar energy doesn’t raise the temperature anywhere near as fast as it did earlier.
So climate sensitivity varies … which means, of course, that the constant “temperature sensitivity” that they claim exists must be an average temperature sensitivity. Fair enough, let’s take a look at how that works.
Suppose the early morning regime and the late morning regime are the same length, maybe three hours each. In that case we take the simple mathematical average. But here’s the problem. As noted above, when it’s warm the cumulus circulation starts up earlier than usual. More hours of cumulus means lower sensitivity.
On the other hand, when the ocean is cooler than usual, the clear skies prevail for more of the morning. As a result, the average climate sensitivity rises.
In other words, in the all-important tropical region, climate sensitivity is not a constant in any sense. Instead, it varies inversely with temperature.
Moving along through the day, at some point in the afternoon there is a good chance that the cumulus circulation pattern is not enough to stop the continued surface temperature increase. When the temperature exceeds a certain higher threshold, another complete regime shift takes place. Some of the innocent cumulus clouds suddenly mutate and grow rapidly into towering monsters. The regime shift involves the spontaneous generation of those magical, independently mobile heat engines called thunderstorms.
Thunderstorms are dual-fuel heat engines. They run on low-density air, air that rises, condenses out the moisture and rewarms the air, which rises deep into the troposphere.
Figure 4. Afternoon thunderstorm circulation over the tropical ocean.
There are a couple of ways to get low density air. One is to heat the air. This is how a thunderstorm gets started, as a strong cumulus cloud. The sun plus GHG radiation combine to heat the surface, warming the air. The low density air rises. When that gets strong enough, a thunderstorm starts to form.
Once the thunderstorm is started, the second fuel is added to the fire — water vapor. Counter-intuitively, the more water vapor there is in the air, the lighter it becomes. The thunderstorm generates strong winds around its base. Evaporation is proportional to wind speed, so this greatly increases the local evaporation.
This, of course, makes the air lighter, and makes the air rise faster, which makes the thunderstorm stronger, which in turn increases the wind speed around the thunderstorm base, which increases the evaporation even more … a thunderstorm is a regenerative system like a fire where part of the energy is used to run a bellows to make the fire burn even hotter.
This gives thunderstorms a unique ability that, as far as I know, is not represented in any of the climate models. It is capable of driving the surface temperature well below the temperature that was needed to get it going. It can run on into the evening, and at times well into the night, on its combination of thermal and evaporation energy sources.
Thunderstorms can be thought of as local leakages that transport heat rapidly from the surface to the upper atmosphere. They cool the surface in a host of ways, utilizing a combination of cold water, shade, wind, spray, evaporation, and cold air.
And just like the onset of the cumulus circulation, the onset of thunderstorms occurs earlier on days when it is warmer, and it occurs later (and sometimes not at all) on days that are cooler than usual.
So again, we see that there is no way to assign an average climate sensitivity. The warmer it gets, the less each additional watt per metre actually warms the surface.
Even what I describe above doesn’t exhaust the variety of self-organization to decrease incoming sunlight and move more energy aloft. If the day continues to warm, the thunderstorms self-assemble into long, long rows of thunderstorms called “squall lines” (not illustrated). Between these long lines of thunderstorms there are equally long areas of clear descending air. Instead of the regime of individual “doughnut-shaped” circulation around each thunderstorm and cumulus cloud, it has all been replaced by long cylinders of air which sink in the valleys between the serried rows of thunderstorms, and rise up through their centers. This increases the rate at which the energy can be moved from the surface and converted into work.
Like all of the regime shifts, the change from individual tropical thunderstorms to squall lines is temperature dependent and threshold based. It occurs at the warmest temperatures.
Finally, once all of the fireworks are over, first the cumulus and then the thunderstorms decay and dissipate. A final and again different regime ensues. The main feature of this regime is that during this time, the ocean radiates about the amount of the energy that it absorbed during all of the previously described regimes.
Figure 5. Conditions prevailing after the night-time dissipation of the daytime clouds.
During the nighttime, the surface is still receiving energy from the GHGs. This has the effect of delaying the onset of oceanic overturning, and of reducing the rate of cooling. However, because there are no clouds, the ocean can radiate to space more freely. In addition, the overturning of the ocean constantly brings new water to the surface, to radiate and to cool. This increases the heat transfer across the interface.
As with the previous thresholds, the timing of this final transition is temperature dependent. Once a critical threshold is passed, oceanic overturning kicks in. Stratification is replaced by circulation, bringing new water to radiate, cool, and sink. In this way, heat is removed, not just from the surface as during the day, but from the body of the upper layer of the ocean.
And as mentioned above, by dawn the combined effect of clear skies and oceanic overturning has lost all of the heat of the previous day, and the cycle starts over again.
So let me recap.
1. There are a series of temperature thresholds in the tropics, each of which when crossed initiates a completely new circulation regime. In order of increasing temperature, these are the thresholds for cumulus formation, thunderstorm formation, and squall line formation.
2. The time of crossing of each temperature threshold depends (on average) on whether the local area is warmer or cooler than usual. As a result, the entire system is strongly homeostatic, tending to maintain the temperature within a certain range.
3. Feedback does not play any significant part in this temperature control system. Nor do small changes in the forcings. The system adjusts by means of the timing. The various regime change occur either earlier or later in the day (or not at all), to maintain the temperature.
4. In each of these separate regimes, the climate sensitivity is quite different.
5. The climate sensitivity for the tropical ocean varies inversely with the temperature.
My conclusion from all of this is that the climate, like other flow systems far from equilibrium, contains homeostatic mechanisms. One effect of these mechanisms is that the tropical temperature is constrained to remain within a fairly narrow range.
And that’s why I describe myself as a climate heretic. I think the earth has a thermostat, one that is not represented in any of the current generation of climate models. I don’t think that climate is linear. I think that climate sensitivity is not a constant at all, but is a function of temperature. And to return to the title of the post, I think that the debate should not be about feedback at all, it should be a debate about the types and the effects of the various natural homeostatic mechanisms.
And all of those are definitely heresies to the latest IPCC Council of Nicean Climate …
My best to all,
w.

It seems to me something of a weakness of these explanations that there is a strong focus on the tropical region. The dynamics of the rest of the planet should be considered. Willis, have you considered how the behavior of the extratropical regions may/does occur and how it relates to the system? Do the extratropics rely on the tropical regions to maintain their homeostasis, do they have their own mechanisms, or do they tend to act against these stabilizing mechanisms? The current paradigm seems to place a great deal of importance on these regions. It seems to me that they are perhaps were a more clear difference in understand may lie.
R. Gates says:
August 14, 2011 at 6:40 am
R. Gates, you are correct. You discuss what you call “aerosols”, by which I think you mean various types of cloud nuclei.
Generally, cloud nuclei are not in short supply over the ocean, as the oceanic clouds form mostly around crystals of sea salt. I discuss this a bit in my earlier paper cited above. Part of the reason that thunderstorms can grow so fast is that the thunderstorms actually produce their own cloud nuclei, from the salt particles that are created by and swept up in the winds around the base of the thunderstorms. Nature is amazing to me, full of tricks like that, a cloud manufacturing its own cloud nuclei.
And yes, I didn’t discuss other cloud types and other homeostatic mechanisms. Sufficient unto the day the evils thereof, I figured to take it one bite at a time.
My thanks,
w.
The heat pump Willis describes is observable any time – unfortunately for academia, it’s outdoors and away from the supermodels on the supercomputer.
i’m glad to see that the density of water gas has been selected for notice.
it’s interesting to note that there is no temperature change as a result of phase change – therefore it can not be seen on a thermometer. (heat is not measured in degrees)
the essay would be improved, imo, without the unnecessarily contrived semantic quibble about ‘feedback’.
All homeostatic control mechanisms are feedback systems. there is no sense rejecting the word – it will have to be replaced with another that means the same. no such neologism is called for because the concept is valid; the word is perfectly good.
TimC says:
August 14, 2011 at 7:06 am
If it were a reasonable approximation you’d be correct … but we have no evidence that it is reasonable, or that it even approximates the truth. Nor do we have any reason to think that such a complex system would have a linear relationship between inputs and output, even on a grossly averaged level.
w.
Jose Suro says:
August 14, 2011 at 7:33 am
Thanks, Jose. In regards to IR, clouds are essentially black bodies. They absorb almost all of it, and reflect very little of it. They are treated as black bodies for IR in computations.
Due to its incredibly high temperature, the sun puts out most of its energy in the visible range, however, so IR absorptivity is not a big factor regarding the solar energy.
w.
pochas says:
August 14, 2011 at 7:36 am
Say what? Explanations need to be as simple as needed, but no simpler. That claim is too simple to be useful, ignoring a) the complex interaction of Boltzmann radiation with the surface, the clouds, the GHGs, and the like, and b) the various regimes in the tropics, each of which modifies and changes the overall energy balance by things like convection and latent heat transfer.
w.
Terry Oldberg says:
August 14, 2011 at 8:43 am
I think this equation is falsifiable based purely on the shonky mathematics underlying it. I discussed these huge leaps of faith in “The Cold Equations“, take a look there for the problems.
w.
Roger Knights says:
August 14, 2011 at 8:57 am
Thanks, Roger, fixed.
w.
Matt Skaggs says:
August 14, 2011 at 9:37 am
Tell it that “If this ain’t love, it’ll have to do, until the real thing comes along” … works for me.
w.
timetochooseagain says:
August 14, 2011 at 10:12 am
First, the system I describe above is not limited to the tropics. It is simply the most visible in the tropics.
Second, the tropics are critical because that is where the majority of the energy enters the system. The earth is a huge heat engine, which turns incoming energy into work. Like all heat engines, it has a hot end (the equator where the energy enters) and a cold end (two of them at the poles, to which the extra energy is transferred that is not re-radiated at the equator).
As any engineer will tell you, it’s easiest to control a heat engine by controlling the amount of fuel entering it … and that’s what, among many other things, this system does at the tropics.
As a result, any given mechanism that controls incoming energy, such as the system I describe above, will have the largest effect in the tropics. This doesn’t mean it doesn’t work elsewhere, just that it has the greatest effect and is most visible at the tropics.
I think that there are a host of homeostatic mechanisms, both large and small, that operate all over the planet to prevent overheating. In this post, I’m just discussing the largest and most visible system. As I said in the post, I think that there is a great discussion and debate to be had over the nature, size, and type of each of these various homeostatic mechanisms … but instead the AGW folks want to debate the exact value of the imaginary “climate sensitivity” figure.
Thanks,
w.
gnomish says:
August 14, 2011 at 10:15 am
Gnomish, in a sense you are correct. However, the emphasis on feedback is not my emphasis. The exact net feedback number is claimed by the AGW folks to be the only unsolved link in the chain, the only unknown that keeps us from determining the so-called “climate sensitivity”. So they spend a lot of time debating and discussing that number.
My point is that the real unsolved (and usually unasked) question is not the question of the exact net feedback value. It is whether the climate contains homeostatic mechanisms, and what the nature and effect of those mechanisms is. That is what I mean when I say it’s not about feedback.
Regards,
w.
Dear Willis Eschenbach:
Just a few words to thank you for calling yourself a heretic, and for the way you explain these things, so that even an old woman with no credentials like myself can understand and take pleasure in what you say.
” Su admiradora Española”
María
The concept of “snowball earth” is based on interpretation of some geological formations as evidence of glaciation – an interpretation that is not shared by a number of Canadian geologists specializing in glaciation (an important phenomenon in Canadian geology). They interpret the main ‘evidence” for snowball earth as formed by turbidites.and therefore not establishing snowball earth.
I presume that Verheggen is not personally familiar with the geological literature. It’s quite interesting and I would urge him to take a look at it before using a snowball earth argument.
Willis, this is a compelling theory. However it’s no good just to say existing models are crap. You have the makings of an all embracing model here. If you boil up tea in Halifax or Lagos, you pretty well get the same drink at the same temperature. The reactions to temperature you describe work elsewhere than just in the tropics. The only thing is, with the sun angle increasing with latitude, the warming effect on the ocean is diminished. This means that your early morning case, mid afternoon cummulus case and thunderstorm case extends later with increasing latitude with the thunderstorm period narrowing and disappearing (no thunderstorms in the polar regions). One could record sun angle, actual sea and air temps, humidities and winds and match these to the different atmospheric dynamics in the tropics and develop a quantitative formula (I guess this is called a model these days). This should work over the rest of the globe. Superimpose the various oscillations, solar cycles, and aerosols from volcanoes, desert dust and industrial sources, etc. and see if you have better skill than existing models. Probably the satellite imagery of clouds would help quantify the various phases you describe, etc. I think this is worth the effort and you may be able to employ willing volunteers to the task
viejecita says:
August 14, 2011 at 11:26 am
Mil gracias, mí jovencita …
w.
charles nelson says:
August 14, 2011 at 1:18 am
I detest the term “Greenhouse Theory” with its implicit and impossible lid on the atmosphere.
The very word Greenhouse is redolent of trapped, un-natural and stifling heat. Perfect for scaring the scientifically illiterate who make up such a high proportion of Believers.
========================================================
…….. but, in fact, that can be turned around as it does actually and very clearly illustrate the importance of convection.
Matt Skaggs says:
August 14, 2011 at 9:37 am
“Counter-intuitively, the more water vapor there is in the air, the lighter it becomes.”
I’ve thrashed my intuition mercilessly over this inexcusable error. But if it asks where it went wrong, what should I tell it?
========================================================
It’s a molecular mass thing (due to oxygen and nitrogen existing as dimers). From Wiki:
http://img534.imageshack.us/img534/6381/picture3iuk.png
Unless you were asking why it’s counter-intuitive, in which case the answer would be that most people would think that water is heavier than air.
Tenuc wrote
quote
Max ceiling for an Avro Vulcan is 65,000ft – what’s your problem???
unquote
Hypoxia and explosive decompression. Above 50,000 ft the crews had to wear… damned if I can recall the name… vests which squeezed the chest so that 100% O2 could be breathed under pressure. I’ve forgotten the 100% oxygen equivalent sea level — perhaps that was one requirement as the cabin pressurisation was much reduced compared to airliners. The biggy was explosive decompression when you’d probably burst something and maybe not get down to breathable air.
No pressure vest, ceiling 50k ft.
Further up, the sensible wear full pressure suits.
HTH.
JF
Ian W says:
August 14, 2011 at 7:29 am
The climate is a chaotic system with (as Willis states) preferred states; or, in chaos terms ‘attractors’. The strongest attractor and most preferred state is that of glacial or ice-age, We are lucky enough now to be living in a time when the climate system is in the other state around the interglacial attractor.
If Svensmark and other researchers are correct the switch between these states could be due to weakness in the solar wind leading to more galactic cosmic rays entering the atmosphere and increasing the nucleation for cloud droplets (just as in a ‘cloud chamber’). Of course there may be other reasons for variations in GCR that are not yet known. This does not change Willis’ argument just adds yet another possibly chaotic variable that needs to be factored into chaotic system of chaotic subsystems.
Trying to produce a linear projection from the behavior of a chaotic system displays ignorance.
Actually that’s exactly what you do when analysing such a system, you linearize the equations about the equilibrium point for a small perturbation.
Thanks Willis. Possibly your most profound and lucid post yet. and that is saying a lot.
On the subject of feedback, it seems to me that feedback is part of what goes on for any of the described regimes, but is not part of regime change, and you emphasize that what is important is regime change. Please correct me if I’m wrong. Murray
Willis Eschenbach says:
August 14, 2011 at 9:58 am
“My point is that the main issue is not the exact value of the feedback from clouds and from water vapor, because those values are not what affect the operating point temperature of the tropics. Instead, the control system involves regime changes, not changes in feedback.”
You’re talking about something like this.
http://en.wikipedia.org/wiki/Relaxation_oscillator
You can build one with an UJT Transistor or a Neon Lamp where you have a characteristic like this
http://en.wikipedia.org/wiki/File:Doutnavka.svg
So, that’s a highly non-linear characteristic. An oscillator built with such an element produces sudden vertical jumps from one branch of the characteristic to another one. In the diagram, from A to C or from B to D – it has nowhere else to go when pushed.
Gary Pearse says:
August 14, 2011 at 11:29 am
My intention here is to stimulate debate and discussion regarding what I see as the main unanswered question in climate science—what is the nature and the effect of homeostatic mechanisms on the climate? I have outlined one of the major mechanisms above. However, there are others.
Certainly these should be wrapped up into some kind of a model. But I have neither the time nor the resources to do so. So instead, I keep raising the questions that I think should be the focus of the discussion.
I am, however, actively engaged in finding supporting evidence for my claims, as in my post here. Small steps to be sure, but I persevere.
All the best,
w.
R. Gates says:
August 14, 2011 at 9:28 am
“The three-body problem is of course at the center of Chaos theory and climate research has long acknowledged that the climate is a dynamical system existing on the edge of spatio-temperal chaos and that the complexity of multiple interacting positive and negative feedbacks make it so particularly complex and nonlinear.”
Complete gobbledigook. “the complexity of multiple interacting positive and negative feedbacks” – please. When two LINEAR feedbacks are added or subtracted the result is necessarily LINEAR so i wonder whether you know what kind of interaction you talk about.
Linear feed-back systems are already completely capable of chaotic behaviour, no non-linearity required; see coupled pendulums; and the SB Law feedback (grey body IR emission) is on the other hand highly non-linear all on its own…
charles nelson says:
August 14, 2011 at 1:18 am
Absolutely excellent…an in-depth ‘exploded diagram’ of an argument I have used to hush Warmists for many years now;
I ask them if they’ve ever flown long haul and if they have ever looked at the in-flight display…the one that has a route map, arrival times etc…sometimes these have a temperature read out.
For those who haven’t…I explain that the temperature at 300hPa/10,000m ranges from minus 30 degrees C at the equator to minus 65 at the Poles…(I even ask the suspicious ones if they’d like to google it!)
I then ask them if they’ve ever experienced turbulence on such a flight. I ask them what they think might be happening? The smarter ones get ‘that look’, like beasts at an abbatoir they sense where the path leads… but by now there’s no turning back!
Eventually we settle on an explanation…the explanation…high altitude turblulence can only be caused by one thing…air rising, cooling and falling!
Or by Jet streams or is that something else you don’t believe in?
I then ask them if they can think of anything that would or could stop air freely circulating between ground level and 6 miles high… to where the temperature is eternally below -30 degrees C AT ITS WARMEST!
Eventually even the most ardent Believer can be brought back to Newton’s Universe. A place where the laws of thermodynamics still rule, where up is up, down is down, and convection and radiation continue unabated and unabolished.
I detest the term “Greenhouse Theory” with its implicit and impossible lid on the atmosphere.
Unfortunately for your argument the tropopause exists and is observable, your personal incredulity notwithstanding.
Boudu says:
August 14, 2011 at 2:12 am
“Are there records of the frequency and intensity of tropical thunderstorms and do they correlate with the observed warming and cooling trends seen in the temperature records?”
The process is continuous: never ending. Right now – no matter what time right now might be where we are, It is four o’clock in the afternoon somewhere in the tropics. The storms will vary in character and detail, but they are there doing their job at any given moment. We don’t have temperature records for every minute of every day.
From the article: “And all of those are definitely heresies to the latest IPCC Council of Nicean Climate …”
Heh. I only vaguely remembered the Council of Nicea from hours of fidgeting in school, so I looked it up. Very VERY good comparison to the IPCC!
It’s too bad that America’s Founding Fathers didn’t think to prohibit government establishment of religion.
Oh, wait…